Apriem Advisors’s Schwab US Mid-Cap ETF SCHM Stock Holding History

Apriem Advisors’s Portfolio SCHM Stock Details SCHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-1,055,505	Closed	-$20.4M	–	143
2018 Q3	$20.4M	Buy	1,055,505 +783,285	+288%	+$14.9M	4.45%	5
2018 Q2	$4.98M	Buy	+272,220	New	+$4.92M	1.12%	25
2017 Q2	–	Sell	-1,509	Closed	-$24K	–	467
2017 Q1	$24K	Buy	1,509 +1,500	+16,667%	+$23.4K	0.01%	322
2016 Q4	$0	Hold	9	–	–	﹤0.01%	737
2016 Q3	$0	Hold	9	–	–	﹤0.01%	640
2016 Q2	$0	Hold	9	–	–	﹤0.01%	632
2016 Q1	$0	Hold	9	–	–	﹤0.01%	615
2015 Q4	$0	Hold	9	–	–	﹤0.01%	564
2015 Q3	$0	Hold	9	–	–	﹤0.01%	589
2015 Q2	$0	Hold	9	–	–	﹤0.01%	676
2015 Q1	$0	Sell	9 -3	-25%	-$42	﹤0.01%	583
2014 Q4	$0	Hold	12	–	–	﹤0.01%	547
2014 Q3	$0	Sell	12 -15	-56%	-$199	﹤0.01%	561
2014 Q2	$0	Hold	27	–	–	﹤0.01%	497
2014 Q1	$0	Sell	27 -72	-73%	-$908	﹤0.01%	517
2013 Q4	$1K	Buy	+99	New	+$1.19K	﹤0.01%	488
2013 Q3	–	Sell	-3	Closed	–	–	515
2013 Q2	$0	Buy	+3	New	+$32	﹤0.01%	477

Other funds holding SCHM

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

AT Bancorp Dubuque, Iowa $823M AUM 0.35% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LWMT

Legacy Wealth Management (Tennessee) Memphis, Tennessee $1.91B AUM 17.42% 1-Year Est. Return

Brouwer & Janachowski Mill Valley, California $574M AUM 24.29% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BBA

BLB&B Advisors Montgomeryville, Pennsylvania $2.42B AUM 22.12% 1-Year Est. Return

Apriem Advisors's SCHM Position: Q4 2018 in Review

Apriem Advisors sold out of Schwab US Mid-Cap ETF (SCHM) in Q4 2018, closing a stake of 1,055,505 shares — an estimated $20.4M sold.

Apriem Advisors first reported a position in SCHM in Q2 2013 and held it in 17 quarters. The position peaked at $20.4M in Q3 2018. 480 funds tracked by Wall St. Rank hold SCHM as of Q4 2018.

Apriem Advisors reported no remaining Schwab US Mid-Cap ETF position as of Q4 2018 after selling out during the quarter.
Apriem Advisors sold 1,055,505 Schwab US Mid-Cap ETF shares in Q4 2018, an estimated $20.4M.
Apriem Advisors first reported a position in Schwab US Mid-Cap ETF in Q2 2013 and held it in 17 quarters.
Apriem Advisors's Schwab US Mid-Cap ETF position peaked at $20.4M in Q3 2018.
480 funds tracked by Wall St. Rank held Schwab US Mid-Cap ETF as of Q4 2018.

Based on Apriem Advisors's 13F filing for Q4 2018, filed 19 Feb 2019.