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Schwab US Mid-Cap ETF
SCHM

195 hedge funds and large institutions have $507M invested in Schwab US Mid-Cap ETF in 2015 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 86 increasing their positions, 56 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 9

54% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 16 → 21 (+5)

15% more funds holding

Funds holding: 170 → 195 (+25)

14% more capital invested

Capital invested by funds: $446M → $507M (+$60.4M)

4.15% more ownership

Funds ownership: 73.48% → 77.63% (+4.1%)

Holders
195
Holders Change
+25
Holders Change %
+14.71%
% of All Funds
5.12%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.55%
New
36
Increased
86
Reduced
56
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FMP
Financial Management Professionals
Texas
+$14.4M
2
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.2M
3
BJ
Brouwer & Janachowski
California
+$4.93M
4
SI
SII Investments
Wisconsin
+$4.08M
5
LPL Financial
LPL Financial
California
+$3.54M

Top Sellers

1
PFG
Piershale Financial Group
Illinois
-$14.4M
2
Jane Street
Jane Street
New York
-$6.91M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$3.8M
4
Mariner
Mariner
Kansas
-$2.96M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$46.2M +$2.45M +180,735 +6%
LWMT
2
Legacy Wealth Management (Tennessee)
Tennessee
$33.6M +$10.2M +750,420 +42%
BJ
3
Brouwer & Janachowski
California
$20.1M +$4.93M +363,261 +32%
Wells Fargo
4
Wells Fargo
California
$19.7M -$782K -57,567 -4%
HP
5
HT Partners
Connecticut
$19.6M -$421K -30,987 -2%
FMP
6
Financial Management Professionals
Texas
$14.1M +$14.4M +1,057,200 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$13.9M +$1.2M +88,413 +9%
PA
8
Planning Alternatives
Michigan
$13.1M -$1.2M -88,542 -8%
WA
9
WealthTrust-Arizona
Arizona
$10.9M +$169K +12,429 +2%
SHJ
10
Sharkey, Howes & Javer
Colorado
$10.5M -$2.21M -162,744 -17%
SIC
11
Salem Investment Counselors
North Carolina
$9.37M +$244K +17,988 +3%
LIM
12
Leavell Investment Management
Alabama
$9.12M +$2M +147,282 +28%
EHPM
13
Emery Howard Portfolio Management
California
$8.77M +$838K +61,695 +10%
Morgan Stanley
14
Morgan Stanley
New York
$8.21M -$1.7M -125,145 -17%
JFG
15
JMG Financial Group
Illinois
$8.05M +$1.16M +85,431 +17%
AHS
16
Aspiriant Holdings S3
California
$8M +$108K +7,920 +1%
PMG
17
ProVise Management Group
Florida
$7.54M +$1.17M +86,070 +18%
WMG
18
WESCAP Management Group
California
$7.24M +$7.37M +542,406 New
KKAMG
19
Kernodle & Katon Asset Management Group
Arkansas
$7.14M +$7.26M +534,582 New
MFT
20
Moisand Fitzgerald Tamayo
Florida
$6.77M +$6.88M +506,826 New
ODCM
21
Old Dominion Capital Management
Virginia
$6.55M -$150K -11,031 -2%
LPL Financial
22
LPL Financial
California
$6.42M +$3.54M +260,802 +116%
LCM
23
Leisure Capital Management
California
$5.73M +$141K +10,392 +2%
LIM
24
Lathrop Investment Management
Arkansas
$5.55M -$10.3K -759 -0.2%
BFG
25
Bouchey Financial Group
New York
$5.29M -$94.5K -6,960 -2%
1
2 3 4 5

SCHM Hedge Fund Activity: Q4 2015 in Review

195 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2015, worth a combined $507M — up 14% from $446M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 9 closed out — a net gain of 27 holders — while 86 added to existing stakes and 56 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $14.4M. The largest seller was Piershale Financial Group, exiting entirely with an estimated $14.4M sold.

  • 195 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2015, up from 170 in Q3 2015.
  • Funds reported $507M of Schwab US Mid-Cap ETF stock for Q4 2015, up 14% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q4 2015 and 9 closed out, a net change of +27 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2015 was Financial Management Professionals, an estimated $14.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2015 was Piershale Financial Group, an estimated $14.4M sold.

Based on aggregated 13F filings for Q4 2015.