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Schwab US Mid-Cap ETF

782 hedge funds and large institutions have $5.99B invested in Schwab US Mid-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 58 funds opening new positions, 280 increasing their positions, 327 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

968% more call options, than puts

Call options by funds: $801K | Put options by funds: $75K

66% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 35

2.77% more ownership

Funds ownership: 188.54%191.31% (+2.8%)

3% more capital invested

Capital invested by funds: $5.8B → $5.99B (+$191M)

1% more funds holding

Funds holding: 776782 (+6)

6% less funds holding in top 10

Funds holding in top 10: 8782 (-5)

14% less repeat investments, than reductions

Existing positions increased: 280 | Existing positions reduced: 327

Holders
782
Holders Change
+6
Holders Change %
+0.77%
% of All Funds
12.46%
Holding in Top 10
82
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-5.75%
% of All Funds
1.31%
New
58
Increased
280
Reduced
327
Closed
35
Calls
$801K
Puts
$75K
Net Calls
+$726K
Net Calls Change
-$888K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$1.21B +$74.2M +3,220,848 +6%
Creative Planning
2
Creative Planning
Kansas
$710M -$20.4M -884,031 -3%
HighTower Advisors
3
HighTower Advisors
Illinois
$230M +$30.1M +1,306,104 +15%
PCIA
4
Prime Capital Investment Advisors
Kansas
$111M -$5.59M -242,712 -5%
UBS Group
5
UBS Group
Switzerland
$110M -$2.43M -105,498 -2%
MGIA
6
Moneta Group Investment Advisors
Missouri
$106M +$26.9M +1,168,254 +33%
LWMT
7
Legacy Wealth Management (Tennessee)
Tennessee
$91M -$198K -8,601 -0.2%
AA
8
Advisory Alpha
Michigan
$88.3M -$5.03M -218,328 -5%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$84.1M -$3.24M -140,559 -4%
GI
10
Gradient Investments
Minnesota
$68M -$1.91M -82,908 -3%
JFG
11
JMG Financial Group
Illinois
$68M -$925K -40,173 -1%
Cerity Partners
12
Cerity Partners
New York
$67.7M +$983K +42,672 +1%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$65.9M +$611K +26,523 +0.9%
FFA
14
Fragasso Financial Advisors
Pennsylvania
$65.4M +$1.17M +50,796 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$63.6M -$1.87M -81,387 -3%
AWS
16
AJ Wealth Strategies
New York
$56.6M +$2.09M +90,642 +4%
Ameriprise
17
Ameriprise
Minnesota
$54.2M -$17.9M -777,672 -25%
OIA
18
OneDigital Investment Advisors
Kansas
$50.5M -$9.78M -424,743 -16%
BBA
19
BLB&B Advisors
Pennsylvania
$47.6M -$54.8M -2,381,454 -53%
LPL Financial
20
LPL Financial
California
$46.5M +$2.24M +97,425 +5%
HSA
21
HBK Sorce Advisory
Pennsylvania
$44.9M -$44.6M -1,937,499 -49%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$43.5M -$3.11M -135,177 -7%
Mariner
23
Mariner
Kansas
$41.7M -$405K -17,601 -0.9%
Morgan Stanley
24
Morgan Stanley
New York
$40.3M +$14M +609,468 +52%
RWM
25
RKL Wealth Management
Pennsylvania
$39.5M +$24.6K +1,068 +0.1%

SCHM Hedge Fund Activity: Q1 2023 in Review

782 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2023, worth a combined $5.99B — up 3.3% from $5.8B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new SCHM positions and 35 closed out — a net gain of 23 holders — while 280 added to existing stakes and 327 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $74.2M. The largest seller was BLB&B Advisors, cutting an estimated $54.8M.

  • 782 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2023, up from 776 in Q4 2022.
  • Funds reported $5.99B of Schwab US Mid-Cap ETF stock for Q1 2023, up 3.3% quarter-over-quarter.
  • 58 funds opened new Schwab US Mid-Cap ETF positions in Q1 2023 and 35 closed out, a net change of +23 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2023 was Financial Engines Advisors, an estimated $74.2M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2023 was BLB&B Advisors, an estimated $54.8M sold.

Based on aggregated 13F filings for Q1 2023.