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Schwab US Mid-Cap ETF

624 hedge funds and large institutions have $3.2B invested in Schwab US Mid-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 108 funds opening new positions, 271 increasing their positions, 176 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 108 | Existing positions closed: 24

54% more repeat investments, than reductions

Existing positions increased: 271 | Existing positions reduced: 176

14% more funds holding

Funds holding: 549624 (+75)

12% more funds holding in top 10

Funds holding in top 10: 7483 (+9)

11% more capital invested

Capital invested by funds: $2.87B → $3.2B (+$329M)

5.77% more ownership

Funds ownership: 134.43%140.21% (+5.8%)

99% less call options, than puts

Call options by funds: $269K | Put options by funds: $48.4M

Holders
624
Holders Change
+75
Holders Change %
+13.66%
% of All Funds
12.3%
Holding in Top 10
83
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+12.16%
% of All Funds
1.64%
New
108
Increased
271
Reduced
176
Closed
24
Calls
$269K
Puts
$48.4M
Net Calls
-$48.1M
Net Calls Change
-$1.34M
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$156M +$11.8M +608,787 +8%
SWM
2
SVA Wealth Management
Wisconsin
$99.3M +$116K +5,988 +0.1%
LWMT
3
Legacy Wealth Management (Tennessee)
Tennessee
$86.1M +$1.53M +78,894 +2%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$64.9M +$2.29M +118,062 +4%
UBS Group
5
UBS Group
Switzerland
$64.1M +$7.14M +368,583 +13%
BBA
6
BLB&B Advisors
Pennsylvania
$62.8M +$5.27M +272,229 +10%
HSA
7
HBK Sorce Advisory
Pennsylvania
$60.8M +$1.43M +73,971 +2%
Ameriprise
8
Ameriprise
Minnesota
$58.8M +$4.95M +255,699 +10%
PCIA
9
Prime Capital Investment Advisors
Kansas
$53M +$37.3M +1,925,445 +269%
FI
10
FormulaFolio Investments
Michigan
$49.9M +$43.3M +2,237,430 +896%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$47.9M +$6.6M +341,016 +17%
FMT
12
First Mercantile Trust
Tennessee
$47.4M +$3.82M +197,046 +9%
BJ
13
Brouwer & Janachowski
California
$44.2M -$130K -6,717 -0.3%
OIA
14
OneDigital Investment Advisors
Kansas
$43.5M +$1.45M +74,862 +4%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$42.9M
FIM
16
Frontier Investment Management
Texas
$39.8M +$2.71M +139,992 +8%
Wealth Enhancement Advisory Services
17
Wealth Enhancement Advisory Services
Minnesota
$39.5M +$723K +37,356 +2%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$37.7M -$205K -10,572 -0.6%
JFG
19
JMG Financial Group
Illinois
$35.3M +$454K +23,445 +1%
SWA
20
SFMG Wealth Advisors
Texas
$33.9M -$720K -37,182 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$32.6M +$1M +51,723 +3%
FMP
22
Financial Management Professionals
Texas
$29.9M +$13.7M +708,483 +90%
PRS
23
Pinkerton Retirement Specialists
Idaho
$29.3M +$39.1K +2,022 +0.1%
HighTower Advisors
24
HighTower Advisors
Illinois
$29.3M +$1.01M +52,203 +4%
MF
25
Manchester Financial
California
$29.2M +$3.43K +177 +0%

SCHM Hedge Fund Activity: Q4 2019 in Review

624 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2019, worth a combined $3.2B — up 11% from $2.87B a quarter earlier.

Buyers outnumbered sellers: 108 funds opened new SCHM positions and 24 closed out — a net gain of 84 holders — while 271 added to existing stakes and 176 trimmed.

The largest buyer was FormulaFolio Investments, adding an estimated $43.3M. The largest seller was Envestnet Asset Management, cutting an estimated $105M.

  • 624 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2019, up from 549 in Q3 2019.
  • Funds reported $3.2B of Schwab US Mid-Cap ETF stock for Q4 2019, up 11% quarter-over-quarter.
  • 108 funds opened new Schwab US Mid-Cap ETF positions in Q4 2019 and 24 closed out, a net change of +84 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2019 was FormulaFolio Investments, an estimated $43.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2019 was Envestnet Asset Management, an estimated $105M sold.

Based on aggregated 13F filings for Q4 2019.