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Schwab US Mid-Cap ETF

206 hedge funds and large institutions have $628M invested in Schwab US Mid-Cap ETF in 2016 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 105 increasing their positions, 58 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 58

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

20% more capital invested

Capital invested by funds: $524M → $628M (+$104M)

6.07% more ownership

Funds ownership: 77.77%83.84% (+6.1%)

2% more funds holding

Funds holding: 202206 (+4)

0% more funds holding in top 10

Funds holding in top 10: 2222 (0)

Holders
206
Holders Change
+4
Holders Change %
+1.98%
% of All Funds
5.5%
Holding in Top 10
22
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.59%
New
21
Increased
105
Reduced
58
Closed
15
Calls
$218K
Puts
Net Calls
+$218K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$54.9M +$16.3K +1,182 +0%
FMP
2
Financial Management Professionals
Texas
$42.5M +$25.3M +1,839,276 +154%
PFG
3
Piershale Financial Group
Illinois
$29.1M +$28.7M +2,080,212 New
LWMT
4
Legacy Wealth Management (Tennessee)
Tennessee
$28.3M -$403K -29,253 -1%
BJ
5
Brouwer & Janachowski
California
$25M +$1.35M +97,632 +6%
Morgan Stanley
6
Morgan Stanley
New York
$18.7M +$1.66M +120,804 +10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$16.7M +$925K +67,080 +6%
Wells Fargo
8
Wells Fargo
California
$14.8M -$3.99M -289,203 -21%
SHJ
9
Sharkey, Howes & Javer
Colorado
$13M +$3.86M +280,263 +43%
PMG
10
ProVise Management Group
Florida
$11.7M +$1.78M +129,420 +18%
WA
11
WealthTrust-Arizona
Arizona
$11.6M -$333K -24,129 -3%
PA
12
Planning Alternatives
Michigan
$11.2M -$230K -16,677 -2%
JFG
13
JMG Financial Group
Illinois
$11.2M +$1.11M +80,733 +11%
EHPM
14
Emery Howard Portfolio Management
California
$10.4M +$241K +17,451 +2%
SIC
15
Salem Investment Counselors
North Carolina
$10.1M +$127K +9,180 +1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$8.51M +$3.98M +288,744 +90%
MFT
17
Moisand Fitzgerald Tamayo
Florida
$8.17M +$79.1K +5,739 +1%
NFG
18
Nadler Financial Group
Illinois
$8.04M +$1.97M +143,271 +33%
BBA
19
BLB&B Advisors
Pennsylvania
$7.44M +$1.6M +116,217 +28%
AL
20
Aspiriant LLC
California
$7.38M -$1.51M -109,890 -17%
HA
21
Harfst & Associates
Wyoming
$7.29M +$2.57M +186,831 +56%
UBS Group
22
UBS Group
Switzerland
$7.23M -$519K -37,659 -7%
ODCM
23
Old Dominion Capital Management
Virginia
$6.73M -$104K -7,521 -2%
SJIM
24
St. Johns Investment Management
Florida
$6.66M +$340K +24,657 +5%
SAM
25
Summit Asset Management
Tennessee
$6.64M +$1.84M +133,674 +39%

SCHM Hedge Fund Activity: Q2 2016 in Review

206 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q2 2016, worth a combined $628M — up 20% from $524M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SCHM positions and 15 closed out — a net gain of 6 holders — while 105 added to existing stakes and 58 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $28.7M. The largest seller was LPL Financial, cutting an estimated $4.47M.

  • 206 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q2 2016, up from 202 in Q1 2016.
  • Funds reported $628M of Schwab US Mid-Cap ETF stock for Q2 2016, up 20% quarter-over-quarter.
  • 21 funds opened new Schwab US Mid-Cap ETF positions in Q2 2016 and 15 closed out, a net change of +6 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q2 2016 was Piershale Financial Group, an estimated $28.7M added.
  • The largest Schwab US Mid-Cap ETF seller in Q2 2016 was LPL Financial, an estimated $4.47M sold.

Based on aggregated 13F filings for Q2 2016.