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Schwab US Mid-Cap ETF
SCHM

87 hedge funds and large institutions have $134M invested in Schwab US Mid-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 38 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

575% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 4

124% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 17

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

39% more capital invested

Capital invested by funds: $96.3M → $134M (+$37.6M)

34% more funds holding

Funds holding: 65 → 87 (+22)

4.12% more ownership

Funds ownership: 43.14% → 47.26% (+4.1%)

Holders
87
Holders Change
+22
Holders Change %
+33.85%
% of All Funds
2.53%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.2%
New
27
Increased
38
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mariner
Mariner
Kansas
+$4.21M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.9M
3
MAS
Madden Advisory Services
Florida
+$1.93M
4
Citigroup
Citigroup
New York
+$1.8M
5
LIM
Leavell Investment Management
Alabama
+$1.61M

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$6.37M
2
WA
WESPAC Advisors
California
-$2.38M
3
PFG
Piershale Financial Group
Illinois
-$843K
4
VKH
Virtu KCG Holdings
New York
-$325K
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
1
Planning Alternatives
Michigan
$21.2M -$11.4K -948 -0.1%
SIC
2
Salem Investment Counselors
North Carolina
$7.25M +$542K +45,150 +8%
ODCM
3
Old Dominion Capital Management
Virginia
$5.66M +$188K +15,633 +4%
MAS
4
Madden Advisory Services
Florida
$5.2M +$1.93M +160,707 +63%
AWM
5
Avior Wealth Management
Nebraska
$5.14M +$4.95M +411,993 New
UCFA
6
United Capital Financial Advisors
Texas
$5.13M +$1.05M +87,693 +27%
CCM
7
CWH Capital Management
Washington
$4.62M +$4.44M +370,161 New
Mariner
8
Mariner
Kansas
$4.38M +$4.21M +350,493 New
LIM
9
Lathrop Investment Management
Arkansas
$4.11M +$304K +25,311 +8%
AI
10
Atria Investments
North Carolina
$4.01M -$120K -9,987 -3%
ECML
11
Eagle Capital Management (Louisiana)
Louisiana
$3.92M +$3.77M +314,421 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.79M +$730K +60,792 +25%
PFG
13
Piershale Financial Group
Illinois
$3.73M -$843K -70,251 -19%
MAM
14
Marquette Asset Management
Minnesota
$3.25M +$96.9K +8,073 +3%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$3.02M +$2.9M +241,599 New
LIM
16
Leavell Investment Management
Alabama
$2.42M +$1.61M +134,001 +224%
TCM
17
Tradewinds Capital Management
Washington
$2.34M +$2.25M +187,374 New
PMG
18
ProVise Management Group
Florida
$2.21M +$421K +35,079 +25%
GA
19
Gateway Advisory
New Jersey
$2.16M -$2.95K -246 -0.1%
BSB
20
Bangor Savings Bank
Maine
$1.96M +$116K +9,654 +7%
Citigroup
21
Citigroup
New York
$1.87M +$1.8M +150,000 New
BFG
22
Bouchey Financial Group
New York
$1.84M +$1.75M +145,401 New
SWM
23
SVA Wealth Management
Wisconsin
$1.75M +$1.68M +140,265 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.63M -$125K -10,443 -7%
EVM
25
Eaton Vance Management
Massachusetts
$1.62M +$148K +12,300 +10%
1
2 3 4

SCHM Hedge Fund Activity: Q4 2013 in Review

87 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2013, worth a combined $134M — up 39% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHM positions and 4 closed out — a net gain of 23 holders — while 38 added to existing stakes and 17 trimmed.

The largest buyer was Mariner, opening a new position worth an estimated $4.21M. The largest seller was Commonwealth Equity Services, cutting an estimated $6.37M.

  • 87 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2013, up from 65 in Q3 2013.
  • Funds reported $134M of Schwab US Mid-Cap ETF stock for Q4 2013, up 39% quarter-over-quarter.
  • 27 funds opened new Schwab US Mid-Cap ETF positions in Q4 2013 and 4 closed out, a net change of +23 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2013 was Mariner, an estimated $4.21M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2013 was Commonwealth Equity Services, an estimated $6.37M sold.

Based on aggregated 13F filings for Q4 2013.