Schwab US Mid-Cap ETF
SCHM
111 hedge funds and large institutions have $170M invested in Schwab US Mid-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 60 increasing their positions, 31 reducing their positions, and 10 closing their positions.
94% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 31
3% less funds holding
Funds holding: 114 → 111 (-3)
8.35% less ownership
Funds ownership: 52.11% → 43.76% (-8.4%)
17% less capital invested
Capital invested by funds: $206M → $170M (-$35.6M)
22% less funds holding in top 10
Funds holding in top 10: 9 → 7 (-2)
30% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LIM
Leavell Investment Management
Mobile,
Alabama
|
+$2.42M |
| 2 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$2.32M |
| 3 |
Jane Street
New York
|
+$1.37M |
| 4 |
PA
Planning Alternatives
Birmingham,
Michigan
|
+$1.08M |
| 5 |
KIA
KCM Investment Advisors
Greenbrae,
California
|
+$1.04M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FMP
Financial Management Professionals
Austin,
Texas
|
-$25M |
| 2 |
PFG
Piershale Financial Group
Barrington,
Illinois
|
-$6.49M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$3.57M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$2.31M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.54M |
SCHM Hedge Fund Activity: Q3 2014 in Review
111 of the 3,455 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2014, worth a combined $170M — down 17% from $206M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of SCHM and 7 opened new positions — a net loss of 3 holders — while 31 trimmed existing stakes and 60 added.
The largest buyer was Leavell Investment Management, adding an estimated $2.42M. The largest seller was Financial Management Professionals, exiting entirely with an estimated $25M sold.
- 111 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2014, down from 114 in Q2 2014.
- Funds reported $170M of Schwab US Mid-Cap ETF stock for Q3 2014, down 17% quarter-over-quarter.
- 7 funds opened new Schwab US Mid-Cap ETF positions in Q3 2014 and 10 closed out, a net change of -3 holders.
- The largest Schwab US Mid-Cap ETF buyer in Q3 2014 was Leavell Investment Management, an estimated $2.42M added.
- The largest Schwab US Mid-Cap ETF seller in Q3 2014 was Financial Management Professionals, an estimated $25M sold.
Based on aggregated 13F filings for Q3 2014.