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Schwab US Mid-Cap ETF

853 hedge funds and large institutions have $7B invested in Schwab US Mid-Cap ETF in 2023 Q4 according to their latest regulatory filings, with 117 funds opening new positions, 305 increasing their positions, 324 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 117 | Existing positions closed: 30

168% more call options, than puts

Call options by funds: $625K | Put options by funds: $233K

36.1% more ownership

Funds ownership: 195.92%232.02% (+36%)

13% more capital invested

Capital invested by funds: $6.18B → $7B (+$822M)

10% more funds holding

Funds holding: 776853 (+77)

9% more funds holding in top 10

Funds holding in top 10: 8188 (+7)

6% less repeat investments, than reductions

Existing positions increased: 305 | Existing positions reduced: 324

Holders
853
Holders Change
+77
Holders Change %
+9.92%
% of All Funds
12.44%
Holding in Top 10
88
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+8.64%
% of All Funds
1.28%
New
117
Increased
305
Reduced
324
Closed
30
Calls
$625K
Puts
$233K
Net Calls
+$392K
Net Calls Change
-$785K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$1.59B +$44.1M +1,924,482 +3%
Creative Planning
2
Creative Planning
Kansas
$773M +$1.77M +77,373 +0.3%
HighTower Advisors
3
HighTower Advisors
Illinois
$274M +$4.08M +177,903 +2%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$165M -$17.5M -763,611 -10%
MGIA
5
Moneta Group Investment Advisors
Missouri
$150M +$10.6M +462,186 +8%
Cerity Partners
6
Cerity Partners
New York
$145M +$1.22B +53,298,330 +1,509%
PCIA
7
Prime Capital Investment Advisors
Kansas
$129M +$400K +17,460 +0.3%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$120M +$21.7M +948,126 +25%
UBS Group
9
UBS Group
Switzerland
$118M -$2.57M -112,311 -2%
AA
10
Advisory Alpha
Michigan
$115M +$3.26M +142,245 +3%
LWMT
11
Legacy Wealth Management (Tennessee)
Tennessee
$106M +$2.08M +90,723 +2%
JFG
12
JMG Financial Group
Illinois
$75.6M +$3.74M +163,137 +6%
FFA
13
Fragasso Financial Advisors
Pennsylvania
$72M -$4.1M -179,007 -6%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$55.4M -$1.46M -63,576 -3%
LPL Financial
15
LPL Financial
California
$53.1M -$2.28M -99,690 -5%
Ameriprise
16
Ameriprise
Minnesota
$51.9M -$6.26M -273,057 -12%
Mariner
17
Mariner
Kansas
$51.1M +$302K +13,173 +0.7%
Morgan Stanley
18
Morgan Stanley
New York
$51.1M +$23.6M +1,029,468 +102%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$47.9M -$24.2M -1,057,761 -36%
SFS
20
Summit Financial Strategies
Ohio
$45.7M +$1.45M +63,090 +4%
RWM
21
RKL Wealth Management
Pennsylvania
$44.2M -$122K -5,322 -0.3%
BPA
22
Beacon Pointe Advisors
California
$43M -$473K -20,643 -1%
BBA
23
BLB&B Advisors
Pennsylvania
$42.4M -$2.97M -129,822 -7%
HWA
24
HHM Wealth Advisors
Tennessee
$41.7M -$1.38M -60,243 -3%
Mercer Global Advisors
25
Mercer Global Advisors
Colorado
$39.2M -$284K -12,378 -0.8%

SCHM Hedge Fund Activity: Q4 2023 in Review

853 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2023, worth a combined $7B — up 13% from $6.18B a quarter earlier.

Buyers outnumbered sellers: 117 funds opened new SCHM positions and 30 closed out — a net gain of 87 holders — while 305 added to existing stakes and 324 trimmed.

The largest buyer was Cerity Partners, adding an estimated $1.22B. The largest seller was HBK Sorce Advisory, cutting an estimated $31.2M.

  • 853 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2023, up from 776 in Q3 2023.
  • Funds reported $7B of Schwab US Mid-Cap ETF stock for Q4 2023, up 13% quarter-over-quarter.
  • 117 funds opened new Schwab US Mid-Cap ETF positions in Q4 2023 and 30 closed out, a net change of +87 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2023 was Cerity Partners, an estimated $1.22B added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2023 was HBK Sorce Advisory, an estimated $31.2M sold.

Based on aggregated 13F filings for Q4 2023.