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Schwab US Mid-Cap ETF

269 hedge funds and large institutions have $944M invested in Schwab US Mid-Cap ETF in 2017 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 148 increasing their positions, 61 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 12

143% more repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 61

18% more capital invested

Capital invested by funds: $803M → $944M (+$141M)

14% more funds holding in top 10

Funds holding in top 10: 2933 (+4)

9% more funds holding

Funds holding: 247269 (+22)

2.74% more ownership

Funds ownership: 85.7%88.44% (+2.7%)

Holders
269
Holders Change
+22
Holders Change %
+8.91%
% of All Funds
6.7%
Holding in Top 10
33
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+13.79%
% of All Funds
0.82%
New
36
Increased
148
Reduced
61
Closed
12
Calls
$364K
Puts
Net Calls
+$364K
Net Calls Change
+$363K
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$66.9M +$3.82M +245,382 +6%
LWMT
2
Legacy Wealth Management (Tennessee)
Tennessee
$45.5M +$1.42M +90,897 +3%
SHJ
3
Sharkey, Howes & Javer
Colorado
$44.8M +$26.5M +1,700,172 +149%
HSA
4
HBK Sorce Advisory
Pennsylvania
$35.1M +$3.68M +236,337 +12%
BJ
5
Brouwer & Janachowski
California
$32.8M +$1.22M +78,543 +4%
AB
6
AT Bancorp
Iowa
$32.6M -$548K -35,166 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.3M +$1.32M +84,843 +6%
CCM
8
CWH Capital Management
Washington
$23.5M +$6.27M +402,570 +37%
PMG
9
ProVise Management Group
Florida
$17.8M +$3.51M +225,252 +25%
NFG
10
Nadler Financial Group
Illinois
$17.5M +$515K +33,030 +3%
Morgan Stanley
11
Morgan Stanley
New York
$17.4M -$18.2M -1,166,076 -51%
MI
12
Moneywise Inc
Virginia
$14.4M +$222K +14,226 +2%
WA
13
WealthTrust-Arizona
Arizona
$13.8M +$142K +9,108 +1%
JFG
14
JMG Financial Group
Illinois
$12.6M +$1.45M +93,198 +13%
EHPM
15
Emery Howard Portfolio Management
California
$12.5M +$430K +27,582 +4%
PA
16
Planning Alternatives
Michigan
$11.8M -$235K -15,108 -2%
SIC
17
Salem Investment Counselors
North Carolina
$11.6M +$16.4K +1,050 +0.1%
AL
18
Aspiriant LLC
California
$11.4M -$607K -38,928 -5%
SAM
19
Summit Asset Management
Tennessee
$11.4M +$724K +46,467 +7%
BBA
20
BLB&B Advisors
Pennsylvania
$11.4M +$1.4M +89,760 +14%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$10.6M +$159K +10,194 +2%
BWM
22
BerganKDV Wealth Management
Minnesota
$10.4M +$8.24M +528,594 +401%
MFT
23
Moisand Fitzgerald Tamayo
Florida
$9.99M +$98.7K +6,333 +1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$9.73M -$2M -128,184 -17%
UBS Group
25
UBS Group
Switzerland
$9.73M +$1.65M +105,717 +21%

SCHM Hedge Fund Activity: Q1 2017 in Review

269 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2017, worth a combined $944M — up 18% from $803M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 12 closed out — a net gain of 24 holders — while 148 added to existing stakes and 61 trimmed.

The largest buyer was Sharkey, Howes & Javer, adding an estimated $26.5M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 269 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2017, up from 247 in Q4 2016.
  • Funds reported $944M of Schwab US Mid-Cap ETF stock for Q1 2017, up 18% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q1 2017 and 12 closed out, a net change of +24 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2017 was Sharkey, Howes & Javer, an estimated $26.5M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2017 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2017.