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Schwab US Mid-Cap ETF

776 hedge funds and large institutions have $5.8B invested in Schwab US Mid-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 103 funds opening new positions, 312 increasing their positions, 260 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

724% more call options, than puts

Call options by funds: $1.84M | Put options by funds: $223K

255% more first-time investments, than exits

New positions opened: 103 | Existing positions closed: 29

20% more repeat investments, than reductions

Existing positions increased: 312 | Existing positions reduced: 260

15% more capital invested

Capital invested by funds: $5.03B → $5.8B (+$772M)

9% more funds holding in top 10

Funds holding in top 10: 8087 (+7)

8% more funds holding

Funds holding: 717776 (+59)

5.95% more ownership

Funds ownership: 182.59%188.54% (+5.9%)

Holders
776
Holders Change
+59
Holders Change %
+8.23%
% of All Funds
12.47%
Holding in Top 10
87
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+8.75%
% of All Funds
1.4%
New
103
Increased
312
Reduced
260
Closed
29
Calls
$1.84M
Puts
$223K
Net Calls
+$1.61M
Net Calls Change
+$1.48M
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$1.1B +$123M +5,611,446 +13%
Creative Planning
2
Creative Planning
Kansas
$706M +$38.6M +1,761,090 +6%
HighTower Advisors
3
HighTower Advisors
Illinois
$194M +$11M +501,855 +6%
PCIA
4
Prime Capital Investment Advisors
Kansas
$112M +$4.26M +194,229 +4%
UBS Group
5
UBS Group
Switzerland
$109M -$5.93M -270,378 -5%
BBA
6
BLB&B Advisors
Pennsylvania
$98.1M +$596K +27,186 +0.6%
AA
7
Advisory Alpha
Michigan
$90.1M +$213K +9,696 +0.2%
LWMT
8
Legacy Wealth Management (Tennessee)
Tennessee
$88.2M -$5.87M -267,999 -6%
HSA
9
HBK Sorce Advisory
Pennsylvania
$85.8M +$47.6M +2,172,975 +124%
MGIA
10
Moneta Group Investment Advisors
Missouri
$84.7M +$3.29M +150,333 +4%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$84.4M +$6.61M +301,656 +8%
Ameriprise
12
Ameriprise
Minnesota
$69.4M -$4.46M -203,610 -6%
GI
13
Gradient Investments
Minnesota
$67.5M +$221K +10,083 +0.3%
JFG
14
JMG Financial Group
Illinois
$66.6M +$8.03M +366,369 +14%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$63.3M -$2.65M -120,786 -4%
Cerity Partners
16
Cerity Partners
New York
$63.2M +$63.3M +2,890,251 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$63.2M +$4.76M +217,077 +8%
FFA
18
Fragasso Financial Advisors
Pennsylvania
$62.1M -$2.34M -106,875 -4%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$58.2M -$7.65M -349,227 -12%
OIA
20
OneDigital Investment Advisors
Kansas
$58.1M -$5.53M -252,204 -9%
AWS
21
AJ Wealth Strategies
New York
$52.8M +$5.6M +255,465 +12%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$45M -$5.66M -258,267 -11%
LPL Financial
23
LPL Financial
California
$42.9M +$1.84M +84,078 +4%
Mariner
24
Mariner
Kansas
$40.7M +$4.14M +189,078 +11%
RWM
25
RKL Wealth Management
Pennsylvania
$38.2M +$1.89M +86,079 +5%

SCHM Hedge Fund Activity: Q4 2022 in Review

776 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2022, worth a combined $5.8B — up 15% from $5.03B a quarter earlier.

Buyers outnumbered sellers: 103 funds opened new SCHM positions and 29 closed out — a net gain of 74 holders — while 312 added to existing stakes and 260 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $123M. The largest seller was American Trust, cutting an estimated $31.5M.

  • 776 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2022, up from 717 in Q3 2022.
  • Funds reported $5.8B of Schwab US Mid-Cap ETF stock for Q4 2022, up 15% quarter-over-quarter.
  • 103 funds opened new Schwab US Mid-Cap ETF positions in Q4 2022 and 29 closed out, a net change of +74 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2022 was Financial Engines Advisors, an estimated $123M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2022 was American Trust, an estimated $31.5M sold.

Based on aggregated 13F filings for Q4 2022.