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Schwab US Mid-Cap ETF

65 hedge funds and large institutions have $96.3M invested in Schwab US Mid-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

514% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 7

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

53% more capital invested

Capital invested by funds: $63M → $96.3M (+$33.3M)

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

6.57% more ownership

Funds ownership: 36.57%43.14% (+6.6%)

5% more funds holding

Funds holding: 6265 (+3)

Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.13%
New
11
Increased
43
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PA
1
Planning Alternatives
Michigan
$19.6M +$68.9K +6,114 +0.4%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$6.58M +$6.12M +542,727 +2,008%
SIC
3
Salem Investment Counselors
North Carolina
$6.18M +$244K +21,612 +4%
ODCM
4
Old Dominion Capital Management
Virginia
$5.07M +$4.96M +439,473 New
PFG
5
Piershale Financial Group
Illinois
$4.26M +$4.16M +369,102 New
MWAM
6
Mariner Wealth Advisors (Madison)
Kansas
$3.91M +$265K +23,505 +7%
AI
7
Atria Investments
North Carolina
$3.82M +$3.74M +331,404 New
UCFA
8
United Capital Financial Advisors
Texas
$3.73M +$571K +50,643 +19%
LIM
9
Lathrop Investment Management
Arkansas
$3.51M +$66.1K +5,862 +2%
MAS
10
Madden Advisory Services
Florida
$2.96M +$1.85M +164,307 +179%
MAM
11
Marquette Asset Management
Minnesota
$2.91M +$1.46M +129,363 +105%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.81M +$681K +60,360 +33%
WA
13
WESPAC Advisors
California
$2.38M +$1.7M +151,188 +274%
GA
14
Gateway Advisory
New Jersey
$2M -$5.38K -477 -0.3%
BSB
15
Bangor Savings Bank
Maine
$1.7M +$82.9K +7,353 +5%
PMG
16
ProVise Management Group
Florida
$1.64M +$871K +77,256 +119%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.63M +$1.57M +139,221 +8,515%
EVM
18
Eaton Vance Management
Massachusetts
$1.35M +$762K +67,530 +136%
EHPM
19
Emery Howard Portfolio Management
California
$1.24M +$288K +25,551 +31%
BBA
20
BLB&B Advisors
Pennsylvania
$1.07M +$14.5K +1,290 +1%
BCI
21
Brinker Capital Investments
Pennsylvania
$1M +$162K +14,328 +20%
SA
22
Strategic Advisors
New York
$895K +$298K +26,445 +52%
CCM
23
Condor Capital Management
New Jersey
$833K +$104K +9,213 +15%
IFS
24
Ifrah Financial Services
Arkansas
$796K -$20.7K -1,839 -3%
CMP
25
Courage Miller Partners
Virginia
$793K +$277K +24,603 +56%

SCHM Hedge Fund Activity: Q3 2013 in Review

65 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2013, worth a combined $96.3M — up 53% from $63M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCHM positions and 8 closed out — a net gain of 3 holders — while 43 added to existing stakes and 7 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $6.12M. The largest seller was DRW Securities, exiting entirely with an estimated $4.73M sold.

  • 65 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2013, up from 62 in Q2 2013.
  • Funds reported $96.3M of Schwab US Mid-Cap ETF stock for Q3 2013, up 53% quarter-over-quarter.
  • 11 funds opened new Schwab US Mid-Cap ETF positions in Q3 2013 and 8 closed out, a net change of +3 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2013 was Commonwealth Equity Services, an estimated $6.12M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2013 was DRW Securities, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2013.