First Allied Advisory Services’s Schwab US Mid-Cap ETF SCHM Stock Holding History

First Allied Advisory Services’s Portfolio SCHM Stock Details SCHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$804K	Sell	43,494 -4,209	-9%	-$78K	0.03%	546
2020 Q2	$837K	Sell	47,703 -1,809	-4%	-$29.5K	0.03%	493
2020 Q1	$696K	Sell	49,512 -3,165	-6%	-$58K	0.03%	496
2019 Q4	$1.06M	Sell	52,677 -5,448	-9%	-$105K	0.04%	457
2019 Q3	$1.1M	Buy	58,125 +2,169	+4%	+$41K	0.04%	446
2019 Q2	$1.06M	Sell	55,956 -3,165	-5%	-$59.2K	0.04%	449
2019 Q1	$1.08M	Buy	+59,121	New	+$1.06M	0.04%	436
2018 Q4	–	Sell	-53,916	Closed	-$1.04M	–	1169
2018 Q3	$1.04M	Sell	53,916 -22,794	-30%	-$434K	0.04%	453
2018 Q2	$1.41M	Buy	+76,710	New	+$1.39M	0.05%	364
2018 Q1	–	Sell	-10,221	Closed	-$181K	–	1446
2017 Q4	$181K	Buy	+10,221	New	+$176K	0.01%	1093
2017 Q2	–	Sell	-12,885	Closed	-$203K	–	1190
2017 Q1	$203K	Sell	12,885 -8,532	-40%	-$133K	0.01%	990
2016 Q4	$322K	Sell	21,417 -23,034	-52%	-$337K	0.02%	750
2016 Q3	$645K	Buy	+44,451	New	+$643K	0.03%	479
2016 Q2	–	Sell	-28,608	Closed	-$390K	–	1087
2016 Q1	$390K	Buy	+28,608	New	+$361K	0.02%	641
2015 Q4	–	Sell	-20,073	Closed	-$261K	–	1146
2015 Q3	$261K	Buy	20,073 +3,243	+19%	+$45K	0.01%	808
2015 Q2	$240K	Buy	+16,830	New	+$244K	0.01%	924
2013 Q3	–	Sell	-148,323	Closed	-$1.58M	–	1039
2013 Q2	$1.58M	Buy	+148,323	New	+$1.58M	0.13%	194

Other funds holding SCHM

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

PCIA

Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LWMT

Legacy Wealth Management (Tennessee) Memphis, Tennessee $1.91B AUM 17.42% 1-Year Est. Return

First Allied Advisory Services's SCHM Position: Q3 2020 in Review

First Allied Advisory Services reduced its Schwab US Mid-Cap ETF (SCHM) stake by 8.8% in Q3 2020, selling an estimated $78K and leaving 43,494 shares worth $804K. The position accounts for 0.03% of the portfolio, ranked #546.

First Allied Advisory Services first reported a position in SCHM in Q2 2013 and has held it in 17 quarters since. The position peaked at $1.58M in Q2 2013. 589 funds tracked by Wall St. Rank hold SCHM as of Q3 2020.

First Allied Advisory Services held 43,494 shares of Schwab US Mid-Cap ETF worth $804K as of Q3 2020.
First Allied Advisory Services sold 4,209 Schwab US Mid-Cap ETF shares in Q3 2020, an estimated $78K.
Schwab US Mid-Cap ETF made up 0.03% of First Allied Advisory Services's portfolio in Q3 2020, its #546 holding.
First Allied Advisory Services first reported a position in Schwab US Mid-Cap ETF in Q2 2013 and has held it in 17 quarters since.
First Allied Advisory Services's Schwab US Mid-Cap ETF position peaked at $1.58M in Q2 2013.
589 funds tracked by Wall St. Rank held Schwab US Mid-Cap ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.