We are live on ! Find out more
SCHM icon

Schwab US Mid-Cap ETF

589 hedge funds and large institutions have $3.43B invested in Schwab US Mid-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 44 funds opening new positions, 199 increasing their positions, 261 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 30

5% more capital invested

Capital invested by funds: $3.26B → $3.43B (+$166M)

1.34% more ownership

Funds ownership: 156.88%158.22% (+1.3%)

1% more funds holding

Funds holding: 583589 (+6)

5% less call options, than puts

Call options by funds: $495K | Put options by funds: $519K

7% less funds holding in top 10

Funds holding in top 10: 7368 (-5)

24% less repeat investments, than reductions

Existing positions increased: 199 | Existing positions reduced: 261

Holders
589
Holders Change
+6
Holders Change %
+1.03%
% of All Funds
11.88%
Holding in Top 10
68
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-6.85%
% of All Funds
1.37%
New
44
Increased
199
Reduced
261
Closed
30
Calls
$495K
Puts
$519K
Net Calls
-$24K
Net Calls Change
-$424K
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
1
Creative Planning
Kansas
$310M -$463K -24,996 -0.1%
Financial Engines Advisors
2
Financial Engines Advisors
California
$270M +$54.4M +2,937,939 +25%
SWM
3
SVA Wealth Management
Wisconsin
$96.1M +$856K +46,188 +0.9%
Ameriprise
4
Ameriprise
Minnesota
$89.8M +$1.28M +69,024 +1%
UBS Group
5
UBS Group
Switzerland
$88.9M +$5.67M +306,114 +7%
HighTower Advisors
6
HighTower Advisors
Illinois
$84.6M +$1.2M +65,016 +1%
PCIA
7
Prime Capital Investment Advisors
Kansas
$68.7M -$1.01M -54,294 -1%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$67M -$1.16M -62,676 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$65.8M +$20.7M +1,120,050 +46%
LWMT
10
Legacy Wealth Management (Tennessee)
Tennessee
$62.7M +$871K +47,019 +1%
FI
11
FormulaFolio Investments
Michigan
$57M -$17M -917,199 -23%
BBA
12
BLB&B Advisors
Pennsylvania
$56.7M +$3.29M +177,612 +6%
JFG
13
JMG Financial Group
Illinois
$50.2M +$582K +31,431 +1%
FMT
14
First Mercantile Trust
Tennessee
$46.1M -$1.53M -82,650 -4%
OIA
15
OneDigital Investment Advisors
Kansas
$45.4M +$2.52M +136,056 +6%
ISG
16
Investment Security Group
Colorado
$43.2M +$427K +23,070 +1%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$39.9M
HSA
18
HBK Sorce Advisory
Pennsylvania
$39M -$25.8M -1,391,703 -40%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$38.7M +$3.37M +181,662 +10%
BJ
20
Brouwer & Janachowski
California
$38.6M -$197K -10,626 -0.5%
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$37.9M -$36.6K -1,977 -0.1%
PFM
22
Parsec Financial Management
North Carolina
$37.5M -$1.14M -61,335 -3%
RM
23
Resource Management
Louisiana
$33.2M +$1.36M +73,338 +4%
AWS
24
AJ Wealth Strategies
New York
$32.2M +$4.14M +223,671 +15%
LFA
25
Lighthouse Financial Advisors
Maryland
$31.3M +$329K +17,754 +1%

SCHM Hedge Fund Activity: Q3 2020 in Review

589 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2020, worth a combined $3.43B — up 5.1% from $3.26B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new SCHM positions and 30 closed out — a net gain of 14 holders — while 199 added to existing stakes and 261 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was HBK Sorce Advisory, cutting an estimated $25.8M.

  • 589 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2020, up from 583 in Q2 2020.
  • Funds reported $3.43B of Schwab US Mid-Cap ETF stock for Q3 2020, up 5.1% quarter-over-quarter.
  • 44 funds opened new Schwab US Mid-Cap ETF positions in Q3 2020 and 30 closed out, a net change of +14 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2020 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2020 was HBK Sorce Advisory, an estimated $25.8M sold.

Based on aggregated 13F filings for Q3 2020.