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Schwab US Mid-Cap ETF

213 hedge funds and large institutions have $744M invested in Schwab US Mid-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 111 increasing their positions, 54 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more repeat investments, than reductions

Existing positions increased: 111 | Existing positions reduced: 54

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

19% more capital invested

Capital invested by funds: $628M → $744M (+$117M)

14% more funds holding in top 10

Funds holding in top 10: 2225 (+3)

3.71% more ownership

Funds ownership: 83.84%87.55% (+3.7%)

3% more funds holding

Funds holding: 206213 (+7)

Holders
213
Holders Change
+7
Holders Change %
+3.4%
% of All Funds
5.68%
Holding in Top 10
25
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+13.64%
% of All Funds
0.67%
New
20
Increased
111
Reduced
54
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$57M +$64.6K +4,464 +0.1%
FMP
2
Financial Management Professionals
Texas
$44.7M +$642K +44,388 +1%
LWMT
3
Legacy Wealth Management (Tennessee)
Tennessee
$39.6M +$10.3M +711,315 +35%
PFG
4
Piershale Financial Group
Illinois
$34.4M +$4.24M +292,971 +14%
HSA
5
HBK Sorce Advisory
Pennsylvania
$28M +$27.5M +1,904,400 +7,182%
BJ
6
Brouwer & Janachowski
California
$27.8M +$1.87M +129,267 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$18.5M +$1.17M +80,748 +7%
Morgan Stanley
8
Morgan Stanley
New York
$17.8M -$1.59M -109,995 -8%
AB
9
AT Bancorp
Iowa
$17.3M +$17.2M +1,189,080 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$16.5M +$7.66M +529,872 +87%
PMG
11
ProVise Management Group
Florida
$14.6M +$2.54M +175,332 +21%
Wells Fargo
12
Wells Fargo
California
$14.6M -$771K -53,325 -5%
SHJ
13
Sharkey, Howes & Javer
Colorado
$13.8M +$342K +23,634 +3%
MI
14
Moneywise Inc
Virginia
$13.5M +$13.5M +933,609 New
NFG
15
Nadler Financial Group
Illinois
$13.1M +$4.73M +326,901 +57%
JFG
16
JMG Financial Group
Illinois
$12.1M +$507K +35,055 +4%
WA
17
WealthTrust-Arizona
Arizona
$12.1M -$12K -828 -0.1%
LIM
18
Lathrop Investment Management
Arkansas
$11.6M +$5.82M +402,135 +98%
PA
19
Planning Alternatives
Michigan
$11.5M -$183K -12,627 -2%
EHPM
20
Emery Howard Portfolio Management
California
$11.1M +$290K +20,058 +3%
LPL Financial
21
LPL Financial
California
$9.67M +$5.27M +364,383 +118%
MFT
22
Moisand Fitzgerald Tamayo
Florida
$9.08M +$614K +42,474 +7%
HA
23
Harfst & Associates
Wyoming
$8.67M +$1.11M +76,818 +15%
BBA
24
BLB&B Advisors
Pennsylvania
$8.6M +$890K +61,515 +12%
AL
25
Aspiriant LLC
California
$7.73M +$198K +13,674 +3%

SCHM Hedge Fund Activity: Q3 2016 in Review

213 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2016, worth a combined $744M — up 19% from $628M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHM positions and 11 closed out — a net gain of 9 holders — while 111 added to existing stakes and 54 trimmed.

The largest buyer was HBK Sorce Advisory, adding an estimated $27.5M. The largest seller was Salem Investment Counselors, exiting entirely with an estimated $10.1M sold.

  • 213 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2016, up from 206 in Q2 2016.
  • Funds reported $744M of Schwab US Mid-Cap ETF stock for Q3 2016, up 19% quarter-over-quarter.
  • 20 funds opened new Schwab US Mid-Cap ETF positions in Q3 2016 and 11 closed out, a net change of +9 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2016 was HBK Sorce Advisory, an estimated $27.5M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2016 was Salem Investment Counselors, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2016.