We are live on ! Find out more
SCHM icon

Schwab US Mid-Cap ETF

769 hedge funds and large institutions have $6.09B invested in Schwab US Mid-Cap ETF in 2021 Q4 according to their latest regulatory filings, with 131 funds opening new positions, 311 increasing their positions, 226 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

297% more first-time investments, than exits

New positions opened: 131 | Existing positions closed: 33

239% more call options, than puts

Call options by funds: $1.28M | Put options by funds: $378K

38% more repeat investments, than reductions

Existing positions increased: 311 | Existing positions reduced: 226

11% more funds holding

Funds holding: 691769 (+78)

9% more capital invested

Capital invested by funds: $5.58B → $6.09B (+$518M)

5% more funds holding in top 10

Funds holding in top 10: 8892 (+4)

3.99% more ownership

Funds ownership: 171.76%175.75% (+4%)

Holders
769
Holders Change
+78
Holders Change %
+11.29%
% of All Funds
11.83%
Holding in Top 10
92
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+4.55%
% of All Funds
1.42%
New
131
Increased
311
Reduced
226
Closed
33
Calls
$1.28M
Puts
$378K
Net Calls
+$904K
Net Calls Change
+$695K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$814M +$90.9M +3,407,190 +13%
Creative Planning
2
Creative Planning
Kansas
$441M +$1.53M +57,345 +0.3%
HighTower Advisors
3
HighTower Advisors
Illinois
$267M +$69.9M +2,619,447 +36%
UBS Group
4
UBS Group
Switzerland
$142M -$330K -12,375 -0.2%
PCIA
5
Prime Capital Investment Advisors
Kansas
$135M +$7.91M +296,502 +6%
BBA
6
BLB&B Advisors
Pennsylvania
$108M +$2.28M +85,377 +2%
LWMT
7
Legacy Wealth Management (Tennessee)
Tennessee
$107M +$6.05M +226,977 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$103M +$6.55M +245,781 +7%
Ameriprise
9
Ameriprise
Minnesota
$98.7M -$8.9M -333,657 -8%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$94.9M
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$87.5M -$4.41M -165,483 -5%
AWS
12
AJ Wealth Strategies
New York
$84.3M +$6.33M +237,336 +8%
OIA
13
OneDigital Investment Advisors
Kansas
$83.2M +$1.07M +40,113 +1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$81.3M +$10.6M +397,557 +15%
BCM
15
Brookstone Capital Management
Illinois
$75M -$8.75M -327,981 -10%
AA
16
Advisory Alpha
Michigan
$73.3M +$11M +410,979 +18%
Morgan Stanley
17
Morgan Stanley
New York
$70.5M +$22.9M +859,641 +49%
JFG
18
JMG Financial Group
Illinois
$69.2M +$39.4K +1,479 +0.1%
RM
19
Resource Management
Louisiana
$62.7M +$1.26M +47,250 +2%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$61.2M -$14.9M -557,106 -20%
FFA
21
Fragasso Financial Advisors
Pennsylvania
$59.4M +$626K +23,469 +1%
MGIA
22
Moneta Group Investment Advisors
Missouri
$56.3M +$6.03M +225,954 +12%
Cerity Partners
23
Cerity Partners
New York
$55.9M +$55.6M +2,083,809 New
LPL Financial
24
LPL Financial
California
$51.5M +$4.87M +182,748 +11%
AT
25
American Trust
Kentucky
$48.2M +$47.9M +1,796,571 New

SCHM Hedge Fund Activity: Q4 2021 in Review

769 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2021, worth a combined $6.09B — up 9.3% from $5.58B a quarter earlier.

Buyers outnumbered sellers: 131 funds opened new SCHM positions and 33 closed out — a net gain of 98 holders — while 311 added to existing stakes and 226 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $90.9M. The largest seller was Kestra Advisory Services, cutting an estimated $39.4M.

  • 769 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2021, up from 691 in Q3 2021.
  • Funds reported $6.09B of Schwab US Mid-Cap ETF stock for Q4 2021, up 9.3% quarter-over-quarter.
  • 131 funds opened new Schwab US Mid-Cap ETF positions in Q4 2021 and 33 closed out, a net change of +98 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2021 was Financial Engines Advisors, an estimated $90.9M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2021 was Kestra Advisory Services, an estimated $39.4M sold.

Based on aggregated 13F filings for Q4 2021.