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Schwab US Mid-Cap ETF

156 hedge funds and large institutions have $383M invested in Schwab US Mid-Cap ETF in 2015 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 79 increasing their positions, 32 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 7

147% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 32

64% more capital invested

Capital invested by funds: $234M → $383M (+$149M)

21% more funds holding in top 10

Funds holding in top 10: 1417 (+3)

14.16% more ownership

Funds ownership: 53.53%67.69% (+14%)

14% more funds holding

Funds holding: 137156 (+19)

Holders
156
Holders Change
+19
Holders Change %
+13.87%
% of All Funds
4.16%
Holding in Top 10
17
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+21.43%
% of All Funds
0.45%
New
27
Increased
79
Reduced
32
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
1
SVA Wealth Management
Wisconsin
$40.7M +$31M +2,221,593 +366%
HP
2
HT Partners
Connecticut
$23.4M +$22.6M +1,621,989 +10,570%
PA
3
Planning Alternatives
Michigan
$21.2M +$483K +34,596 +2%
SHJ
4
Sharkey, Howes & Javer
Colorado
$13.8M +$13.4M +958,596 New
LIM
5
Leavell Investment Management
Alabama
$11.5M -$482K -34,578 -4%
WA
6
WealthTrust-Arizona
Arizona
$11.1M +$4.79M +343,290 +81%
Morgan Stanley
7
Morgan Stanley
New York
$10.5M +$8.76M +627,816 +627%
SIC
8
Salem Investment Counselors
North Carolina
$9.58M +$388K +27,804 +4%
LWMT
9
Legacy Wealth Management (Tennessee)
Tennessee
$8.67M +$1.05M +74,958 +14%
UCFA
10
United Capital Financial Advisors
Texas
$8.66M +$2.05M +146,970 +32%
LPL Financial
11
LPL Financial
California
$8.23M +$7.11M +509,853 +792%
IF
12
Ironwood Financial
Arizona
$7.76M +$217K +15,531 +3%
EHPM
13
Emery Howard Portfolio Management
California
$7.46M +$1.96M +140,412 +37%
JFG
14
JMG Financial Group
Illinois
$7.39M +$4.09M +293,487 +133%
BJ
15
Brouwer & Janachowski
California
$7.39M +$2.55M +183,075 +55%
ODCM
16
Old Dominion Capital Management
Virginia
$7.38M +$78.4K +5,616 +1%
AHS
17
Aspiriant Holdings S3
California
$6.97M +$538K +38,550 +9%
FC
18
Financial Consulate
Maryland
$6.14M +$284K +20,367 +5%
LCM
19
Leisure Capital Management
California
$5.86M +$245K +17,529 +4%
PMG
20
ProVise Management Group
Florida
$5.73M +$647K +46,347 +13%
LIM
21
Lathrop Investment Management
Arkansas
$5.62M +$19.2K +1,374 +0.4%
Wells Fargo
22
Wells Fargo
California
$5.6M +$3.5M +250,635 +180%
AWM
23
Avior Wealth Management
Nebraska
$5.51M -$310K -22,245 -5%
BFG
24
Bouchey Financial Group
New York
$5.14M +$93.5K +6,702 +2%
UBS Group
25
UBS Group
Switzerland
$4.89M +$4.68M +335,379 +7,413%

SCHM Hedge Fund Activity: Q1 2015 in Review

156 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2015, worth a combined $383M — up 64% from $234M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHM positions and 7 closed out — a net gain of 20 holders — while 79 added to existing stakes and 32 trimmed.

The largest buyer was SVA Wealth Management, adding an estimated $31M. The largest seller was Madden Advisory Services, cutting an estimated $902K.

  • 156 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2015, up from 137 in Q4 2014.
  • Funds reported $383M of Schwab US Mid-Cap ETF stock for Q1 2015, up 64% quarter-over-quarter.
  • 27 funds opened new Schwab US Mid-Cap ETF positions in Q1 2015 and 7 closed out, a net change of +20 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2015 was SVA Wealth Management, an estimated $31M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2015 was Madden Advisory Services, an estimated $902K sold.

Based on aggregated 13F filings for Q1 2015.