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Schwab US Mid-Cap ETF

691 hedge funds and large institutions have $5.58B invested in Schwab US Mid-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 313 increasing their positions, 228 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 313 | Existing positions reduced: 228

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

22% more call options, than puts

Call options by funds: $1.17M | Put options by funds: $958K

1% less funds holding

Funds holding: 695691 (-4)

0.75% less ownership

Funds ownership: 172.51%171.76% (-0.75%)

1% less capital invested

Capital invested by funds: $5.64B → $5.58B (-$64M)

6% less funds holding in top 10

Funds holding in top 10: 9488 (-6)

Holders
691
Holders Change
-4
Holders Change %
-0.58%
% of All Funds
12.1%
Holding in Top 10
88
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-6.38%
% of All Funds
1.54%
New
36
Increased
313
Reduced
228
Closed
29
Calls
$1.17M
Puts
$958K
Net Calls
+$209K
Net Calls Change
-$44K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$688M +$54.4M +2,081,805 +8%
Creative Planning
2
Creative Planning
Kansas
$419M +$7.6M +290,745 +2%
HighTower Advisors
3
HighTower Advisors
Illinois
$187M +$6.8M +260,268 +4%
UBS Group
4
UBS Group
Switzerland
$136M +$4.45M +170,451 +3%
PCIA
5
Prime Capital Investment Advisors
Kansas
$122M +$3.67M +140,364 +3%
Ameriprise
6
Ameriprise
Minnesota
$102M -$4.15M -158,943 -4%
BBA
7
BLB&B Advisors
Pennsylvania
$101M +$3.66M +140,022 +4%
LWMT
8
Legacy Wealth Management (Tennessee)
Tennessee
$96.2M +$5.75M +219,900 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$91.9M +$1.21M +46,290 +1%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$87.6M +$742K +28,404 +0.8%
BCM
11
Brookstone Capital Management
Illinois
$83.3M -$93.8M -3,588,174 -53%
OIA
12
OneDigital Investment Advisors
Kansas
$78.3M +$4.52M +173,094 +6%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$74.6M
AWS
14
AJ Wealth Strategies
New York
$74.3M +$8.04M +307,887 +12%
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$72.5M -$30.1M -1,151,883 -29%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$67.3M -$23.3M -892,263 -25%
JFG
17
JMG Financial Group
Illinois
$66M +$166K +6,360 +0.2%
ISG
18
Investment Security Group
Colorado
$59.4M +$265K +10,143 +0.4%
AA
19
Advisory Alpha
Michigan
$59.4M +$9.72M +372,168 +19%
RM
20
Resource Management
Louisiana
$58.6M +$2.02M +77,502 +4%
FFA
21
Fragasso Financial Advisors
Pennsylvania
$56M +$1.38M +52,971 +2%
BJ
22
Brouwer & Janachowski
California
$52.6M +$87.4K +3,345 +0.2%
MGIA
23
Moneta Group Investment Advisors
Missouri
$47.9M +$4.89M +187,329 +11%
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$47.1M +$390K +14,919 +0.9%
FMT
25
First Mercantile Trust
Tennessee
$45.8M -$7.69M -294,207 -14%

SCHM Hedge Fund Activity: Q3 2021 in Review

691 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2021, worth a combined $5.58B — down 1.1% from $5.64B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SCHM positions and 29 closed out — a net gain of 7 holders — while 313 added to existing stakes and 228 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $54.4M. The largest seller was Brookstone Capital Management, cutting an estimated $93.8M.

  • 691 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2021, down from 695 in Q2 2021.
  • Funds reported $5.58B of Schwab US Mid-Cap ETF stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 36 funds opened new Schwab US Mid-Cap ETF positions in Q3 2021 and 29 closed out, a net change of +7 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2021 was Financial Engines Advisors, an estimated $54.4M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2021 was Brookstone Capital Management, an estimated $93.8M sold.

Based on aggregated 13F filings for Q3 2021.