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Schwab US Mid-Cap ETF
SCHM

114 hedge funds and large institutions have $205M invested in Schwab US Mid-Cap ETF in 2014 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

108% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 26

14% more funds holding

Funds holding: 100 → 114 (+14)

8% more capital invested

Capital invested by funds: $189M → $205M (+$15.5M)

0% more funds holding in top 10

Funds holding in top 10: 9 → 9 (0)

1.69% less ownership

Funds ownership: 53.8% → 52.11% (-1.7%)

Holders
114
Holders Change
+14
Holders Change %
+14%
% of All Funds
3.28%
Holding in Top 10
9
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.26%
New
20
Increased
54
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.43M
2
Bank of America
Bank of America
North Carolina
+$2.29M
3
BFG
Bouchey Financial Group
New York
+$1.76M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.5M
5
TRCT
Tower Research Capital (TRC)
New York
+$1.35M

Top Sellers

1
PA
Planning Alternatives
Michigan
-$6.25M
2
TCM
Tuttle Capital Management
Connecticut
-$2.73M
3
CCM
CWH Capital Management
Washington
-$2.51M
4
Jane Street
Jane Street
New York
-$2.14M
5
DS
DRW Securities
Illinois
-$863K
Name Holding Trade Value Shares
Change 		Change in
Stake
FMP
1
Financial Management Professionals
Texas
$25M +$158K +12,285 +0.7%
PA
2
Planning Alternatives
Michigan
$16.9M -$6.25M -484,728 -28%
SIC
3
Salem Investment Counselors
North Carolina
$8.41M -$111K -8,619 -1%
PFG
4
Piershale Financial Group
Illinois
$6.49M -$50K -3,876 -0.8%
UCFA
5
United Capital Financial Advisors
Texas
$6.44M +$649K +50,358 +12%
MAS
6
Madden Advisory Services
Florida
$6.32M -$1.39K -108 -0%
ODCM
7
Old Dominion Capital Management
Virginia
$6.26M +$141K +10,932 +2%
AHS
8
Aspiriant Holdings S3
California
$6.25M +$1.03M +79,785 +21%
AWM
9
Avior Wealth Management
Nebraska
$5.26M -$359K -27,819 -7%
LIM
10
Lathrop Investment Management
Arkansas
$4.79M +$176K +13,623 +4%
CCM
11
CWH Capital Management
Washington
$4.62M -$2.51M -194,790 -36%
PMG
12
ProVise Management Group
Florida
$4.11M -$801K -62,136 -17%
AI
13
Atria Investments
North Carolina
$4.08M -$292K -22,668 -7%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$4.05M -$211K -16,380 -5%
MAM
15
Marquette Asset Management
Minnesota
$4.04M +$58.4K +4,530 +2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.02M +$3.43M +266,043 +792%
LIM
17
Leavell Investment Management
Alabama
$3.92M +$265K +20,589 +8%
BFG
18
Bouchey Financial Group
New York
$3.91M +$1.76M +136,476 +88%
GAM
19
Gemmer Asset Management
California
$3.2M +$105K +8,175 +4%
BJ
20
Brouwer & Janachowski
California
$3.17M +$722K +56,022 +31%
SWM
21
SVA Wealth Management
Wisconsin
$3.02M +$634K +49,170 +28%
TCM
22
Tradewinds Capital Management
Washington
$2.83M +$160K +12,441 +6%
GA
23
Gateway Advisory
New Jersey
$2.78M +$96.4K +7,479 +4%
EHPM
24
Emery Howard Portfolio Management
California
$2.76M +$909K +70,557 +52%
EVM
25
Eaton Vance Management
Massachusetts
$2.54M +$528K +40,950 +28%
1
2 3 4 5

SCHM Hedge Fund Activity: Q2 2014 in Review

114 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q2 2014, worth a combined $205M — up 8.2% from $189M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHM positions and 6 closed out — a net gain of 14 holders — while 54 added to existing stakes and 26 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $3.43M. The largest seller was Planning Alternatives, cutting an estimated $6.25M.

  • 114 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q2 2014, up from 100 in Q1 2014.
  • Funds reported $205M of Schwab US Mid-Cap ETF stock for Q2 2014, up 8.2% quarter-over-quarter.
  • 20 funds opened new Schwab US Mid-Cap ETF positions in Q2 2014 and 6 closed out, a net change of +14 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q2 2014 was Commonwealth Equity Services, an estimated $3.43M added.
  • The largest Schwab US Mid-Cap ETF seller in Q2 2014 was Planning Alternatives, an estimated $6.25M sold.

Based on aggregated 13F filings for Q2 2014.