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Schwab US Mid-Cap ETF

668 hedge funds and large institutions have $5.06B invested in Schwab US Mid-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 56 funds opening new positions, 257 increasing their positions, 271 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 32

6% more capital invested

Capital invested by funds: $4.79B → $5.06B (+$265M)

4% more funds holding in top 10

Funds holding in top 10: 9094 (+4)

3% more funds holding

Funds holding: 651668 (+17)

5% less repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 271

8.76% less ownership

Funds ownership: 176.17%167.41% (-8.8%)

Holders
668
Holders Change
+17
Holders Change %
+2.61%
% of All Funds
11.73%
Holding in Top 10
94
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+4.44%
% of All Funds
1.65%
New
56
Increased
257
Reduced
271
Closed
32
Calls
$209K
Puts
Net Calls
+$209K
Net Calls Change
-$79K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$538M +$94.8M +3,906,411 +22%
Creative Planning
2
Creative Planning
Kansas
$416M -$1.82M -75,006 -0.4%
HighTower Advisors
3
HighTower Advisors
Illinois
$172M +$5.87M +242,046 +4%
UBS Group
4
UBS Group
Switzerland
$122M -$3.38M -139,515 -3%
PCIA
5
Prime Capital Investment Advisors
Kansas
$113M +$5.47M +225,339 +5%
Ameriprise
6
Ameriprise
Minnesota
$105M -$8.43M -347,454 -8%
BBA
7
BLB&B Advisors
Pennsylvania
$90.7M +$7.26M +299,142 +9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$87.1M +$7.65M +315,405 +10%
LWMT
9
Legacy Wealth Management (Tennessee)
Tennessee
$86.5M +$1.24M +51,015 +1%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$85M -$8.4M -346,440 -9%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$84.1M
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$79.4M +$36.6M +1,510,431 +89%
OIA
13
OneDigital Investment Advisors
Kansas
$64.1M +$3.1M +127,743 +5%
JFG
14
JMG Financial Group
Illinois
$64M -$1.39M -57,162 -2%
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$62.9M +$3.17M +130,515 +5%
AWS
16
AJ Wealth Strategies
New York
$58.1M +$12.8M +527,934 +29%
ISG
17
Investment Security Group
Colorado
$57.6M -$338K -13,947 -0.6%
FMT
18
First Mercantile Trust
Tennessee
$52.4M -$4.06M -167,445 -7%
RM
19
Resource Management
Louisiana
$51.7M +$2.92M +120,321 +6%
BJ
20
Brouwer & Janachowski
California
$50.5M -$549K -22,641 -1%
FFA
21
Fragasso Financial Advisors
Pennsylvania
$50.2M +$11M +452,790 +29%
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$45.2M -$3.23M -133,092 -7%
PFM
23
Parsec Financial Management
North Carolina
$44.8M -$3.49M -143,697 -7%
AA
24
Advisory Alpha
Michigan
$43.1M +$5.8M +238,926 +16%
HSA
25
HBK Sorce Advisory
Pennsylvania
$42.1M -$4.23M -174,285 -9%

SCHM Hedge Fund Activity: Q1 2021 in Review

668 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q1 2021, worth a combined $5.06B — up 5.5% from $4.79B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new SCHM positions and 32 closed out — a net gain of 24 holders — while 257 added to existing stakes and 271 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $94.8M. The largest seller was FormulaFolio Investments, cutting an estimated $143M.

  • 668 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q1 2021, up from 651 in Q4 2020.
  • Funds reported $5.06B of Schwab US Mid-Cap ETF stock for Q1 2021, up 5.5% quarter-over-quarter.
  • 56 funds opened new Schwab US Mid-Cap ETF positions in Q1 2021 and 32 closed out, a net change of +24 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q1 2021 was Financial Engines Advisors, an estimated $94.8M added.
  • The largest Schwab US Mid-Cap ETF seller in Q1 2021 was FormulaFolio Investments, an estimated $143M sold.

Based on aggregated 13F filings for Q1 2021.