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Schwab US Mid-Cap ETF
SCHM

437 hedge funds and large institutions have $1.82B invested in Schwab US Mid-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 213 increasing their positions, 135 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 16

58% more repeat investments, than reductions

Existing positions increased: 213 | Existing positions reduced: 135

15% more capital invested

Capital invested by funds: $1.59B → $1.82B (+$235M)

7% more funds holding in top 10

Funds holding in top 10: 56 → 60 (+4)

5% more funds holding

Funds holding: 417 → 437 (+20)

0.87% less ownership

Funds ownership: 101.56% → 100.69% (-0.87%)

Holders
437
Holders Change
+20
Holders Change %
+4.8%
% of All Funds
9.99%
Holding in Top 10
60
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+7.14%
% of All Funds
1.37%
New
40
Increased
213
Reduced
135
Closed
16
Calls
$455K
Puts
–
Net Calls
+$455K
Net Calls Change
-$163K

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$26.3M
2
AA
Apriem Advisors
California
+$14.9M
3
Financial Engines Advisors
Financial Engines Advisors
California
+$14.8M
4
AIP
Almanack Investment Partners
Pennsylvania
+$6.63M
5
LFAS
Level Four Advisory Services
Texas
+$6.62M

Top Sellers

Rank Fund Capital Flow
1
MWA
MFA Wealth Advisors
Pennsylvania
-$13.3M
2
CWM
Cornerstone Wealth Management
Missouri
-$11M
3
TCM
Tradewinds Capital Management
Washington
-$4.41M
4
HA
Harfst & Associates
Wyoming
-$3.91M
5
AB
AT Bancorp
Iowa
-$3.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCMW
126
Cypress Capital Management (Wyoming)
Wyoming
$2.88M +$195K +10,245 +7%
WSTAM
127
Wilbanks Smith & Thomas Asset Management
Virginia
$2.84M +$51.7K +2,712 +2%
PFT
128
Providence First Trust
Arizona
$2.83M +$45.7K +2,400 +2%
WC
129
Westwind Capital
New Mexico
$2.83M -$99.7K -5,232 -3%
RWA
130
River Wealth Advisors
Pennsylvania
$2.74M -$18.2K -954 -0.7%
AG
131
Advisor Group
Arizona
$2.72M +$631K +33,144 +31%
HA
132
Harfst & Associates
Wyoming
$2.71M -$3.91M -205,308 -59%
PWA
133
Providence Wealth Advisors
Illinois
$2.71M +$52.2K +2,739 +2%
BBPWM
134
Blue Bell Private Wealth Management
Pennsylvania
$2.7M +$110K +5,766 +4%
JIC
135
Johnson Investment Counsel
Ohio
$2.7M +$693K +36,399 +35%
SWM
136
Stockman Wealth Management
Montana
$2.62M -$21.8K -1,146 -0.8%
MIAN
137
Mariner Independent Advisor Network
Kansas
$2.5M +$1.83M +95,973 +284%
MWA
138
MFA Wealth Advisors
Pennsylvania
$2.48M -$13.3M -699,174 -83%
APA
139
American Portfolios Advisors
New York
$2.47M +$944K +49,557 +63%
FC
140
Forte Capital
New York
$2.43M +$25.2K +1,323 +1%
CWM
141
Chesapeake Wealth Management
Virginia
$2.37M +$4.97K +261 +0.2%
FA
142
Fagan Associates
New York
$2.36M +$272K +14,268 +13%
Envestnet Asset Management
143
Envestnet Asset Management
Illinois
$2.36M +$2.33M +122,367 New
AA
144
Advisory Alpha
Michigan
$2.32M +$60K +3,150 +3%
Goldman Sachs
145
Goldman Sachs
New York
$2.32M +$1.26K +66 +0.1%
CA
146
Capital Advantage
California
$2.32M -$27.7K -1,455 -1%
AOWM
147
Alpha Omega Wealth Management
Virginia
$2.28M +$89.4K +4,695 +4%
JFA
148
JNBA Financial Advisors
Minnesota
$2.28M +$2.25M +118,275 +69,167%
SWM
149
SeaCrest Wealth Management
New York
$2.27M +$363K +19,041 +19%
GC
150
Grimes & Company
Massachusetts
$2.24M -$21.5K -1,131 -1%
4 5
6
7 8

SCHM Hedge Fund Activity: Q3 2018 in Review

437 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2018, worth a combined $1.82B — up 15% from $1.59B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new SCHM positions and 16 closed out — a net gain of 24 holders — while 213 added to existing stakes and 135 trimmed.

The largest buyer was Ameriprise, adding an estimated $26.3M. The largest seller was MFA Wealth Advisors, cutting an estimated $13.3M.

  • 437 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2018, up from 417 in Q2 2018.
  • Funds reported $1.82B of Schwab US Mid-Cap ETF stock for Q3 2018, up 15% quarter-over-quarter.
  • 40 funds opened new Schwab US Mid-Cap ETF positions in Q3 2018 and 16 closed out, a net change of +24 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2018 was Ameriprise, an estimated $26.3M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2018 was MFA Wealth Advisors, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2018.