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Schwab US Mid-Cap ETF
SCHM

213 hedge funds and large institutions have $744M invested in Schwab US Mid-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 111 increasing their positions, 54 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more repeat investments, than reductions

Existing positions increased: 111 | Existing positions reduced: 54

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

19% more capital invested

Capital invested by funds: $628M → $744M (+$117M)

14% more funds holding in top 10

Funds holding in top 10: 22 → 25 (+3)

3.71% more ownership

Funds ownership: 83.84% → 87.55% (+3.7%)

3% more funds holding

Funds holding: 206 → 213 (+7)

Holders
213
Holders Change
+7
Holders Change %
+3.4%
% of All Funds
5.68%
Holding in Top 10
25
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+13.64%
% of All Funds
0.67%
New
20
Increased
111
Reduced
54
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HSA
HBK Sorce Advisory
Pennsylvania
+$27.5M
2
AB
AT Bancorp
Iowa
+$17.2M
3
LWMT
Legacy Wealth Management (Tennessee)
Tennessee
+$10.3M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$7.66M
5
LIM
Lathrop Investment Management
Arkansas
+$5.82M

Top Sellers

Rank Fund Capital Flow
1
SIC
Salem Investment Counselors
North Carolina
-$10.1M
2
Jane Street
Jane Street
New York
-$4.75M
3
Goldman Sachs
Goldman Sachs
New York
-$2.39M
4
KF
Krilogy Financial
Missouri
-$2.02M
5
FWM
Frontier Wealth Management
Missouri
-$1.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
101
Millennium Management
New York
$911K +$328K +22,680 +57%
BBPWM
102
Blue Bell Private Wealth Management
Pennsylvania
$894K +$84K +5,811 +10%
SFG
103
StrategIQ Financial Group
Indiana
$860K +$14.3K +987 +2%
VC
104
Vicus Capital
Pennsylvania
$830K -$757K -52,344 -48%
AFG
105
Arkansas Financial Group
Arkansas
$821K – – –
MIAN
106
Mariner Independent Advisor Network
Kansas
$790K +$104K +7,221 +15%
FBB
107
Fulton Breakefield Broenniman
Maryland
$773K -$824 -57 -0.1%
MCM
108
Mitchell Capital Management
Kansas
$772K +$769K +53,205 New
FA
109
Fagan Associates
New York
$748K +$28.5K +1,974 +4%
LBC
110
Lowe Brockenbrough & Co
Virginia
$731K -$21.5K -1,485 -3%
PLFAM
111
Pineno Levin & Ford Asset Management
Virginia
$722K -$9.54K -660 -1%
BC
112
Bartlett & Co
Ohio
$694K +$44.5K +3,078 +7%
CCA
113
Clearwater Capital Advisors
Illinois
$689K -$1.34K -93 -0.2%
SIA
114
Starfire Investment Advisers
Michigan
$672K +$71.9K +4,971 +12%
SLF
115
Sun Life Financial
Ontario, Canada
$655K +$170K +11,730 +35%
FAAS
116
First Allied Advisory Services
California
$645K +$643K +44,451 New
GHA
117
GW Henssler & Associates
Georgia
$628K +$7.85K +543 +1%
SFA
118
Sequoia Financial Advisors
Ohio
$627K +$625K +43,227 New
SGAM
119
Steinberg Global Asset Management
Florida
$616K +$72.1K +4,989 +13%
FC
120
FCA Corp
Texas
$615K +$7.29K +504 +1%
BFPW
121
BOK Financial Private Wealth
Colorado
$608K +$87 +6 +0%
IFS
122
Ifrah Financial Services
Arkansas
$591K +$19.5K +1,347 +3%
CWM
123
Confluence Wealth Management
Oregon
$579K -$6.07K -420 -1%
MCM
124
Mengis Capital Management
Oregon
$549K +$24.2K +1,671 +5%
PWM
125
Perigon Wealth Management
California
$546K +$4.55K +315 +0.8%
3 4
5
6 7

SCHM Hedge Fund Activity: Q3 2016 in Review

213 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2016, worth a combined $744M — up 19% from $628M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHM positions and 11 closed out — a net gain of 9 holders — while 111 added to existing stakes and 54 trimmed.

The largest buyer was HBK Sorce Advisory, adding an estimated $27.5M. The largest seller was Salem Investment Counselors, exiting entirely with an estimated $10.1M sold.

  • 213 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2016, up from 206 in Q2 2016.
  • Funds reported $744M of Schwab US Mid-Cap ETF stock for Q3 2016, up 19% quarter-over-quarter.
  • 20 funds opened new Schwab US Mid-Cap ETF positions in Q3 2016 and 11 closed out, a net change of +9 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2016 was HBK Sorce Advisory, an estimated $27.5M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2016 was Salem Investment Counselors, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2016.