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Schwab US Mid-Cap ETF
SCHM

87 hedge funds and large institutions have $134M invested in Schwab US Mid-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 38 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

575% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 4

124% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 17

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

39% more capital invested

Capital invested by funds: $96.3M → $134M (+$37.6M)

34% more funds holding

Funds holding: 65 → 87 (+22)

4.12% more ownership

Funds ownership: 43.14% → 47.26% (+4.1%)

Holders
87
Holders Change
+22
Holders Change %
+33.85%
% of All Funds
2.53%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.2%
New
27
Increased
38
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mariner
Mariner
Kansas
+$4.21M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.9M
3
MAS
Madden Advisory Services
Florida
+$1.93M
4
Citigroup
Citigroup
New York
+$1.8M
5
LIM
Leavell Investment Management
Alabama
+$1.61M

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$6.37M
2
WA
WESPAC Advisors
California
-$2.38M
3
PFG
Piershale Financial Group
Illinois
-$843K
4
VKH
Virtu KCG Holdings
New York
-$325K
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
76
Manchester Capital Management
Vermont
$42K – – –
Creative Planning
77
Creative Planning
Kansas
$37K +$36K +3,000 New
AIG
78
American International Group
New York
$30K -$188K -15,699 -87%
WA
79
WFG Advisors
Texas
$30K +$108 +9 +0.4%
FTUS
80
Flow Traders U.S.
New York
$30K +$29K +2,415 New
MA
81
MCF Advisors
Kentucky
$19K +$18K +1,500 New
Bank of America
82
Bank of America
North Carolina
$17K +$3.35K +279 +26%
MFS
83
MSI Financial Services
Massachusetts
$6K -$10.8K -900 -67%
PFA
84
Paradigm Financial Advisors
Missouri
$6K +$5.98K +498 New
VIA
85
Vantage Investment Advisors
Pennsylvania
$1K +$900 +75 New
AA
86
Apriem Advisors
California
$1K +$1.19K +99 New
NDSI
87
Newman Dignan & Sheerar Inc
Rhode Island
$842 -$1.8K -150 -0.2%
WA
88
WESPAC Advisors
California
– -$2.38M -206,403 Closed
VKH
89
Virtu KCG Holdings
New York
– -$325K -28,200 Closed
FANJ
90
Financial Architects (New Jersey)
New Jersey
– -$5K -381 Closed
PP
91
Palladium Partners
Virginia
– -$1K -120 Closed
1 2 3
4

SCHM Hedge Fund Activity: Q4 2013 in Review

87 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q4 2013, worth a combined $134M — up 39% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHM positions and 4 closed out — a net gain of 23 holders — while 38 added to existing stakes and 17 trimmed.

The largest buyer was Mariner, opening a new position worth an estimated $4.21M. The largest seller was Commonwealth Equity Services, cutting an estimated $6.37M.

  • 87 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q4 2013, up from 65 in Q3 2013.
  • Funds reported $134M of Schwab US Mid-Cap ETF stock for Q4 2013, up 39% quarter-over-quarter.
  • 27 funds opened new Schwab US Mid-Cap ETF positions in Q4 2013 and 4 closed out, a net change of +23 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q4 2013 was Mariner, an estimated $4.21M added.
  • The largest Schwab US Mid-Cap ETF seller in Q4 2013 was Commonwealth Equity Services, an estimated $6.37M sold.

Based on aggregated 13F filings for Q4 2013.