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Schwab US Mid-Cap ETF
SCHM

Overview Fund Activity

65 hedge funds and large institutions have $96.3M invested in Schwab US Mid-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.13%
New
11
Increased
43
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$6.58M
2
ODCM
2
Old Dominion Capital Management
Virginia
$5.07M
3
PFG
3
Piershale Financial Group
Illinois
$4.26M
4
AI
4
Atria Investments
North Carolina
$3.82M
5
MAS
5
Madden Advisory Services
Florida
$2.96M

Top Sellers

1
DS
1
DRW Securities
Illinois
$0
2
FAAS
2
First Allied Advisory Services
California
$0
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
HSA
4
HBK Sorce Advisory
Pennsylvania
$694K
5
RIA
5
Regal Investment Advisors
Michigan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Brown Advisory
51
Brown Advisory
Maryland
$246K – – –
Bank of New York Mellon
52
Bank of New York Mellon
New York
$236K +$236K +20,472 New
AIG
53
American International Group
New York
$209K +$206K +17,862 +7,351%
FMWA
54
Forvis Mazars Wealth Advisors
Missouri
$200K +$200K +17,325 New
Ameriprise
55
Ameriprise
Minnesota
$142K +$100K +8,874 +239%
CDIA
56
Capital Directions Investment Advisors
Georgia
$88K – – –
BC
57
Bartlett & Co
Ohio
$71K – – –
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$63K +$55K +4,773 +686%
S
59
SignatureFD
Georgia
$58K +$50K +4,329 +627%
MCM
60
Manchester Capital Management
Vermont
$39K – – –
WA
61
WFG Advisors
Texas
$27K -$38K -3,324 -58%
MFS
62
MSI Financial Services
Massachusetts
$16K +$5.33K +450 +50%
Bank of America
63
Bank of America
North Carolina
$12K +$2.92K +258 +32%
FANJ
64
Financial Architects (New Jersey)
New Jersey
$5K +$5K +381 New
PP
65
Palladium Partners
Virginia
$1K -$13.5K -1,623 -93%
DS
66
DRW Securities
Illinois
– -$4.73M -443,646 Closed
FAAS
67
First Allied Advisory Services
California
– -$1.58M -148,323 Closed
RJFSA
68
Raymond James Financial Services Advisors
Florida
– -$742K -69,666 Closed
RIA
69
Regal Investment Advisors
Michigan
– -$173K -16,212 Closed
TSWM
70
Triangle Securities Wealth Management
North Carolina
– -$77K -7,200 Closed
OWP
71
Obermeyer Wealth Partners
Colorado
– -$23K -2,166 Closed
Creative Planning
72
Creative Planning
Kansas
– -$3K -303 Closed
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