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Schwab US Mid-Cap ETF

65 hedge funds and large institutions have $96.3M invested in Schwab US Mid-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

514% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 7

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

53% more capital invested

Capital invested by funds: $63M → $96.3M (+$33.3M)

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

6.57% more ownership

Funds ownership: 36.57%43.14% (+6.6%)

5% more funds holding

Funds holding: 6265 (+3)

Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.13%
New
11
Increased
43
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NDSI
26
Newman Dignan & Sheerar Inc
Rhode Island
$780K -$15.6K -1,383 -2%
LYV
27
Live Your Vision
Pennsylvania
$779K +$33.5K +2,967 +5%
HSA
28
HBK Sorce Advisory
Pennsylvania
$694K -$701K -62,148 -51%
LIM
29
Leavell Investment Management
Alabama
$691K +$676K +59,913 New
AIM
30
Avity Investment Management
Connecticut
$673K +$247K +21,900 +60%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$614K +$154K +13,635 +34%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$609K +$52.8K +4,683 +10%
SAM
33
Summit Asset Management
Tennessee
$607K +$262K +23,256 +79%
AHS
34
Aspiriant Holdings S3
California
$561K +$548K +48,600 New
BRWA
35
B. Riley Wealth Advisors
Florida
$559K +$139K +12,342 +34%
EMA
36
Efficient Market Advisors
California
$535K +$111K +9,819 +27%
RPGK
37
Retirement Planning Group (Kansas)
Kansas
$496K +$56.5K +5,010 +13%
AAS
38
Annex Advisory Services
Wisconsin
$481K -$15.8K -1,404 -3%
AA
39
Alesco Advisors
New York
$456K +$64.1K +5,682 +17%
U
40
UBS
Switzerland
$416K +$297K +26,322 +271%
WSTAM
41
Wilbanks Smith & Thomas Asset Management
Virginia
$403K +$137K +12,150 +53%
Wells Fargo
42
Wells Fargo
California
$378K +$160K +14,193 +76%
WCM
43
Wisconsin Capital Management
Wisconsin
$370K +$31.6K +2,805 +10%
JFG
44
JMG Financial Group
Illinois
$348K +$104K +9,210 +44%
BHTS
45
Bar Harbor Trust Services
Maine
$340K +$69.5K +6,165 +26%
GHA
46
GW Henssler & Associates
Georgia
$332K +$324K +28,773 New
VKH
47
Virtu KCG Holdings
New York
$325K +$318K +28,200 New
LPL Financial
48
LPL Financial
California
$294K +$54.3K +4,818 +24%
Morgan Stanley
49
Morgan Stanley
New York
$262K +$32.5K +2,886 +15%
MCC
50
Mid Continent Capital
Illinois
$254K +$248K +21,975 New

SCHM Hedge Fund Activity: Q3 2013 in Review

65 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab US Mid-Cap ETF (SCHM) for Q3 2013, worth a combined $96.3M — up 53% from $63M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCHM positions and 8 closed out — a net gain of 3 holders — while 43 added to existing stakes and 7 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $6.12M. The largest seller was DRW Securities, exiting entirely with an estimated $4.73M sold.

  • 65 institutional investors held Schwab US Mid-Cap ETF (SCHM) as of Q3 2013, up from 62 in Q2 2013.
  • Funds reported $96.3M of Schwab US Mid-Cap ETF stock for Q3 2013, up 53% quarter-over-quarter.
  • 11 funds opened new Schwab US Mid-Cap ETF positions in Q3 2013 and 8 closed out, a net change of +3 holders.
  • The largest Schwab US Mid-Cap ETF buyer in Q3 2013 was Commonwealth Equity Services, an estimated $6.12M added.
  • The largest Schwab US Mid-Cap ETF seller in Q3 2013 was DRW Securities, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2013.