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PIMCO Corporate & Income Opportunity Fund
PTY

89 hedge funds and large institutions have $72.2M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 5

13% more funds holding

Funds holding: 79 → 89 (+10)

8% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 24

0.41% less ownership

Funds ownership: 6.92% → 6.51% (-0.41%)

13% less capital invested

Capital invested by funds: $82.7M → $72.2M (-$10.5M)

Holders
89
Holders Change
+10
Holders Change %
+12.66%
% of All Funds
2.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
26
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JHIU
Janus Henderson Investors US
Colorado
+$3.08M
2
OC
Oppenheimer & Co
New York
+$1.51M
3
SG Americas Securities
SG Americas Securities
New York
+$1.26M
4
ACM
Apex Capital Management
Ohio
+$643K
5
IMS
Index Management Solutions
Pennsylvania
+$591K

Top Sellers

1
AQR Capital Management
AQR Capital Management
Connecticut
-$1.45M
2
Bank of America
Bank of America
North Carolina
-$1.2M
3
NPC
National Planning Corporation
California
-$424K
4
DA
Doliver Advisors
Texas
-$334K
5
CNB
City National Bank
California
-$324K
Name Holding Trade Value Shares
Change 		Change in
Stake
FANJ
76
Financial Architects (New Jersey)
New Jersey
$23K – – –
GWS
77
Glassman Wealth Services
Virginia
$17K +$19.5K +1,100 New
AA
78
Apriem Advisors
California
$16K -$9.76K -550 -35%
TFA
79
Transamerica Financial Advisors
Florida
$16K – – –
IP
80
Isthmus Partners
Wisconsin
$16K +$17.8K +1,000 New
IC
81
Intersect Capital
California
$12K +$13.9K +781 New
NFG
82
Next Financial Group
Texas
$9K -$46.9K -2,640 -82%
BC
83
Bartlett & Co
Ohio
$9K -$5.49K -309 -35%
OIA
84
Optimum Investment Advisors
Illinois
$2K – – –
Northern Trust
85
Northern Trust
Illinois
$2K +$218K +12,265 New
MSFP
86
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
GAM
87
Gemmer Asset Management
California
$1K +$18 +1 +3%
BRWA
88
B. Riley Wealth Advisors
Florida
$80 +$89.2K +5,023 New
AQR Capital Management
89
AQR Capital Management
Connecticut
– -$1.45M -84,712 Closed
DA
90
Doliver Advisors
Texas
– -$334K -19,563 Closed
CNB
91
City National Bank
California
– -$324K -19,000 Closed
TF
92
Trutina Financial
Washington
– -$286K -16,750 Closed
Fifth Third Bancorp
93
Fifth Third Bancorp
Ohio
– -$39K -2,285 Closed
1 2 3
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PTY Hedge Fund Activity: Q4 2014 in Review

89 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2014, worth a combined $72.2M — down 13% from $82.7M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PTY positions and 5 closed out — a net gain of 13 holders — while 26 added to existing stakes and 24 trimmed.

The largest buyer was Janus Henderson Investors US, opening a new position worth an estimated $3.08M. The largest seller was AQR Capital Management, exiting entirely with an estimated $1.45M sold.

  • 89 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2014, up from 79 in Q3 2014.
  • Funds reported $72.2M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2014, down 13% quarter-over-quarter.
  • 18 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2014 and 5 closed out, a net change of +13 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2014 was Janus Henderson Investors US, an estimated $3.08M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2014 was AQR Capital Management, an estimated $1.45M sold.

Based on aggregated 13F filings for Q4 2014.