Intersect Capital’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Intersect Capital’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-781	Closed	-$12K	–	471
2014 Q4	$12K	Buy	+781	New	+$13.9K	0.01%	331

Other funds holding PTY

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Intersect Capital's PTY Position: Q1 2015 in Review

Intersect Capital sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2015, closing a stake of 781 shares — an estimated $12K sold.

Intersect Capital first reported a position in PTY in Q4 2014 and held it in 1 quarter. The position peaked at $12K in Q4 2014. 78 funds tracked by Wall St. Rank hold PTY as of Q1 2015.

Intersect Capital reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2015 after selling out during the quarter.
Intersect Capital sold 781 PIMCO Corporate & Income Opportunity Fund shares in Q1 2015, an estimated $12K.
Intersect Capital first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2014 and held it in 1 quarter.
Intersect Capital's PIMCO Corporate & Income Opportunity Fund position peaked at $12K in Q4 2014.
78 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2015.

Based on Intersect Capital's 13F filing for Q1 2015, filed 11 May 2015.