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PIMCO Corporate & Income Opportunity Fund
PTY

86 hedge funds and large institutions have $84.6M invested in PIMCO Corporate & Income Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more capital invested

Capital invested by funds: $60.1M → $84.6M (+$24.4M)

30% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 23

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

5% more funds holding

Funds holding: 82 → 86 (+4)

2.58% more ownership

Funds ownership: 6.46% → 9.04% (+2.6%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $179K

Holders
86
Holders Change
+4
Holders Change %
+4.88%
% of All Funds
2.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
30
Reduced
23
Closed
15
Calls
–
Puts
$179K
Net Calls
-$179K
Net Calls Change
-$179K

Top Buyers

1
FFA
First Foundation Advisors
California
+$5.91M
2
Morgan Stanley
Morgan Stanley
New York
+$5.56M
3
LPL Financial
LPL Financial
California
+$5.19M
4
VIA
Vident Investment Advisory
Georgia
+$2.85M
5
Squarepoint
Squarepoint
New York
+$1.64M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.47M
2
SG Americas Securities
SG Americas Securities
New York
-$738K
3
Bank of America
Bank of America
North Carolina
-$411K
4
MIG
Mariner Investment Group
New York
-$238K
5
Citigroup
Citigroup
New York
-$232K
Name Holding Trade Value Shares
Change 		Change in
Stake
KeyBank National Association
51
KeyBank National Association
Ohio
$190K -$58.9K -4,285 -23%
HighTower Advisors
52
HighTower Advisors
Illinois
$160K – – –
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$158K -$89.7K -6,524 -35%
IH
54
IFC Holdings
Florida
$152K +$1.11K +81 +0.7%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$151K – – –
FWM
56
Focused Wealth Management
New York
$150K +$8.17K +594 +6%
IP
57
Investment Partners
Ohio
$145K +$149K +10,854 New
SB
58
Suntrust Banks
Georgia
$140K -$6.17K -449 -4%
UAS
59
United Asset Strategies
New York
$135K +$139K +10,120 New
Creative Planning
60
Creative Planning
Kansas
$122K -$21.4K -1,556 -15%
CAPTRUST Financial Advisors
61
CAPTRUST Financial Advisors
North Carolina
$94K -$3K -218 -3%
MMG
62
Monetary Management Group
Missouri
$87K +$17.2K +1,250 +24%
US Bancorp
63
US Bancorp
Minnesota
$79K – – –
BAM
64
Bruderman Asset Management
New York
$64K +$852 +62 +1%
WTB
65
Washington Trust Bank
Washington
$59K – – –
TFA
66
Transamerica Financial Advisors
Florida
$58K +$45.4K +3,300 +330%
AAC
67
Asset Advisors Corp
Georgia
$53K – – –
Deutsche Bank
68
Deutsche Bank
Germany
$47K – – –
BFEC
69
Benjamin F. Edwards & Company
Missouri
$33K -$6.87K -500 -17%
CCS
70
Crosspoint Capital Strategies
California
$32K +$27.5K +2,000 New
KTC
71
Kistler-Tiffany Companies
Pennsylvania
$31K – – –
EWM
72
Evercore Wealth Management
New York
$27K -$6.87K -500 -20%
AA
73
AlphaMark Advisors
Kentucky
$27K – – –
WT
74
Whittier Trust
California
$27K – – –
MFW
75
Mosaic Family Wealth
Missouri
$23K +$24.1K +1,755 New
1 2
3
4 5

PTY Hedge Fund Activity: Q4 2015 in Review

86 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2015, worth a combined $84.6M — up 41% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PTY positions and 15 closed out — a net gain of 4 holders — while 30 added to existing stakes and 23 trimmed.

The largest buyer was First Foundation Advisors, adding an estimated $5.91M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.47M sold.

  • 86 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2015, up from 82 in Q3 2015.
  • Funds reported $84.6M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2015, up 41% quarter-over-quarter.
  • 19 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2015 and 15 closed out, a net change of +4 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2015 was First Foundation Advisors, an estimated $5.91M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2015 was Sit Investment Associates, an estimated $1.47M sold.

Based on aggregated 13F filings for Q4 2015.