Bruderman Asset Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Bruderman Asset Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-7,262	Closed	-$127K	–	447
2019 Q1	$127K	Sell	7,262 -2,801	-28%	-$46.8K	0.03%	162
2018 Q4	$154K	Buy	10,063 +1,564	+18%	+$25.3K	0.04%	137
2018 Q3	$152K	Buy	8,499 +63	+0.7%	+$1.13K	0.03%	116
2018 Q2	$148K	Buy	8,436 +62	+0.7%	+$1.1K	0.04%	129
2018 Q1	$142K	Buy	+8,374	New	+$138K	0.03%	143
2017 Q3	–	Sell	-8,187	Closed	-$135K	–	274
2017 Q2	$135K	Buy	+8,187	New	+$132K	0.04%	130
2017 Q1	–	Sell	-7,736	Closed	-$111K	–	270
2016 Q4	$111K	Buy	7,736 +150	+2%	+$2.16K	0.03%	142
2016 Q3	$111K	Buy	7,586 +2,672	+54%	+$39.1K	0.03%	154
2016 Q2	$69K	Buy	4,914 +62	+1%	+$866	0.02%	183
2016 Q1	$66K	Buy	4,852 +63	+1%	+$821	0.02%	178
2015 Q4	$64K	Buy	4,789 +62	+1%	+$852	0.02%	187
2015 Q3	$63K	Buy	4,727 +54	+1%	+$749	0.02%	187
2015 Q2	$68K	Buy	4,673 +49	+1%	+$745	0.03%	189
2015 Q1	$73K	Buy	+4,624	New	+$75.2K	0.03%	185

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bruderman Asset Management's PTY Position: Q2 2019 in Review

Bruderman Asset Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q2 2019, closing a stake of 7,262 shares — an estimated $127K sold.

Bruderman Asset Management first reported a position in PTY in Q1 2015 and held it in 14 quarters. The position peaked at $154K in Q4 2018. 97 funds tracked by Wall St. Rank hold PTY as of Q2 2019.

Bruderman Asset Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q2 2019 after selling out during the quarter.
Bruderman Asset Management sold 7,262 PIMCO Corporate & Income Opportunity Fund shares in Q2 2019, an estimated $127K.
Bruderman Asset Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q1 2015 and held it in 14 quarters.
Bruderman Asset Management's PIMCO Corporate & Income Opportunity Fund position peaked at $154K in Q4 2018.
97 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2019.

Based on Bruderman Asset Management's 13F filing for Q2 2019, filed 12 Aug 2019.