Mosaic Family Wealth’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Mosaic Family Wealth’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,755	Closed	-$31K	–	502
2019 Q1	$31K	Hold	1,755	–	–	0.01%	381
2018 Q4	$27K	Hold	1,755	–	–	0.01%	384
2018 Q3	$29K	Hold	1,755	–	–	0.01%	384
2018 Q2	$31K	Hold	1,755	–	–	0.01%	375
2018 Q1	$30K	Hold	1,755	–	–	0.01%	369
2017 Q4	$29K	Hold	1,755	–	–	0.01%	402
2017 Q3	$29K	Hold	1,755	–	–	0.01%	421
2017 Q2	$29K	Hold	1,755	–	–	0.01%	396
2017 Q1	$28K	Hold	1,755	–	–	0.01%	398
2016 Q4	$25K	Hold	1,755	–	–	0.01%	409
2016 Q3	$26K	Hold	1,755	–	–	0.01%	412
2016 Q2	$25K	Hold	1,755	–	–	0.01%	417
2016 Q1	$23K	Hold	1,755	–	–	0.01%	419
2015 Q4	$23K	Buy	+1,755	New	+$24.1K	0.01%	426

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mosaic Family Wealth's PTY Position: Q2 2019 in Review

Mosaic Family Wealth sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q2 2019, closing a stake of 1,755 shares — an estimated $31K sold.

Mosaic Family Wealth first reported a position in PTY in Q4 2015 and held it in 14 quarters. The position peaked at $31K in Q1 2019. 97 funds tracked by Wall St. Rank hold PTY as of Q2 2019.

Mosaic Family Wealth reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q2 2019 after selling out during the quarter.
Mosaic Family Wealth sold 1,755 PIMCO Corporate & Income Opportunity Fund shares in Q2 2019, an estimated $31K.
Mosaic Family Wealth first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2015 and held it in 14 quarters.
Mosaic Family Wealth's PIMCO Corporate & Income Opportunity Fund position peaked at $31K in Q1 2019.
97 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2019.

Based on Mosaic Family Wealth's 13F filing for Q2 2019, filed 12 Aug 2019.