PhenixFIN
93 hedge funds and large institutions have $89.6M invested in PhenixFIN in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 37 reducing their positions, and 13 closing their positions.
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
23% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 13
2% more funds holding
Funds holding: 91 → 93 (+2)
0.12% more ownership
Funds ownership: 1.46% → 1.58% (+0.12%)
3% less capital invested
Capital invested by funds: $92.6M → $89.6M (-$2.93M)
41% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 37
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $65K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAM
PVG Asset Management
Golden,
Colorado
|
+$9.2M |
| 2 |
RAM
Roumell Asset Management
Chevy Chase,
Maryland
|
+$3.13M |
| 3 |
RA
Rational Advisors
Huntington,
New York
|
+$2.67M |
| 4 |
CAS
Cue Advisory Services
Phoenix,
Arizona
|
+$888K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$869K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AR
Advisory Research
Chicago,
Illinois
|
-$2.27M |
| 2 |
SMDAM
Sumitomo Mitsui DS Asset Management
Tokyo,
Japan
|
-$2.25M |
| 3 |
Morgan Stanley
New York
|
-$2.2M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$787K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$713K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$37K | -312 | Closed |
|
102
SEI Investments
Oaks,
Pennsylvania
| – | -$9K | -75 | Closed |
|
103
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$7K | -60 | Closed |
|
|
PCM
104
Penserra Capital Management
Orinda,
California
| – | -$4K | -35 | Closed |
|
105
US Bancorp
Minneapolis,
Minnesota
| – | -$2K | -17 | Closed |
|
106
Barclays
London,
United Kingdom
| – | +$342 | +3 | New |
|
PFX Hedge Fund Activity: Q4 2017 in Review
93 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2017, worth a combined $89.6M — down 3.2% from $92.6M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new PFX positions and 13 closed out — a net gain of 3 holders — while 22 added to existing stakes and 37 trimmed.
The largest buyer was PVG Asset Management, adding an estimated $9.2M. The largest seller was Advisory Research, cutting an estimated $2.27M.
- 93 institutional investors held PhenixFIN (PFX) as of Q4 2017, up from 91 in Q3 2017.
- Funds reported $89.6M of PhenixFIN stock for Q4 2017, down 3.2% quarter-over-quarter.
- 16 funds opened new PhenixFIN positions in Q4 2017 and 13 closed out, a net change of +3 holders.
- The largest PhenixFIN buyer in Q4 2017 was PVG Asset Management, an estimated $9.2M added.
- The largest PhenixFIN seller in Q4 2017 was Advisory Research, an estimated $2.27M sold.
Based on aggregated 13F filings for Q4 2017.