We are live on ! Find out more
PFLT icon

PennantPark Floating Rate Capital
PFLT

77 hedge funds and large institutions have $157M invested in PennantPark Floating Rate Capital in 2017 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 41 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

273% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 11

20% more capital invested

Capital invested by funds: $132M → $157M (+$25.7M)

15% more funds holding

Funds holding: 67 → 77 (+10)

0.67% more ownership

Funds ownership: 34.92% → 35.59% (+0.67%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
77
Holders Change
+10
Holders Change %
+14.93%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
15
Increased
41
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$7.35M
2
Two Sigma Investments
Two Sigma Investments
New York
+$5.36M
3
UBS Group
UBS Group
Switzerland
+$3.75M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.55M
5
BlackRock
BlackRock
New York
+$3.05M

Top Sellers

Rank Fund Capital Flow
1
IP
Ironsides Partners
Massachusetts
-$3.71M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.58M
3
AAM
Advisors Asset Management
Colorado
-$2.18M
4
UBS AM
UBS AM
Illinois
-$839K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$741K
Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
51
Oxford Asset Management
United Kingdom
$264K +$263K +18,933 New
FAAS
52
First Allied Advisory Services
California
$263K +$26.6K +1,915 +11%
WS
53
Wedbush Securities
California
$242K +$36.8K +2,653 +18%
DTL
54
Dynamic Technology Lab
Singapore
$240K +$239K +17,191 New
SCM
55
Silver Capital Management
New York
$232K – – –
Citigroup
56
Citigroup
New York
$227K +$73.4K +5,284 +48%
RJFSA
57
Raymond James Financial Services Advisors
Florida
$197K +$27.8K +2,000 +16%
TSS
58
Two Sigma Securities
New York
$169K +$168K +12,103 New
QC
59
Quadrature Capital
United Kingdom
$147K +$147K +10,557 New
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$134K +$3.36K +242 +3%
UBS AM
61
UBS AM
Illinois
$130K -$839K -60,414 -87%
AG
62
Advisor Group
Arizona
$113K – – –
GWM
63
Geneos Wealth Management
Colorado
$97K +$11.1K +800 +13%
JC
64
JBF Capital
Colorado
$87K +$86.7K +6,245 New
Barclays
65
Barclays
United Kingdom
$50K +$50.2K +3,616 New
Deutsche Bank
66
Deutsche Bank
Germany
$36K +$27.8K +2,000 +286%
Bank of America
67
Bank of America
North Carolina
$29K -$176K -12,686 -86%
EWM
68
Edge Wealth Management
New York
$28K – – –
IWM
69
IHT Wealth Management
Illinois
$22K +$21.9K +1,580 New
Creative Planning
70
Creative Planning
Kansas
$16K +$181 +13 +1%
WA
71
WFG Advisors
Texas
$15K +$15.3K +1,100 New
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$14K – – –
FWM
73
Focused Wealth Management
New York
$10K – – –
AP
74
Atwood & Palmer
Missouri
$9K – – –
PCM
75
Penserra Capital Management
California
$5K -$722 -52 -12%
1 2
3
4

PFLT Hedge Fund Activity: Q1 2017 in Review

77 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2017, worth a combined $157M — up 20% from $132M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PFLT positions and 3 closed out — a net gain of 12 holders — while 41 added to existing stakes and 11 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $7.35M. The largest seller was Ironsides Partners, cutting an estimated $3.71M.

  • 77 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2017, up from 67 in Q4 2016.
  • Funds reported $157M of PennantPark Floating Rate Capital stock for Q1 2017, up 20% quarter-over-quarter.
  • 15 funds opened new PennantPark Floating Rate Capital positions in Q1 2017 and 3 closed out, a net change of +12 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2017 was Muzinich & Co, an estimated $7.35M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2017 was Ironsides Partners, an estimated $3.71M sold.

Based on aggregated 13F filings for Q1 2017.