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PennantPark Floating Rate Capital
PFLT

77 hedge funds and large institutions have $157M invested in PennantPark Floating Rate Capital in 2017 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 41 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

273% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 11

20% more capital invested

Capital invested by funds: $132M → $157M (+$25.7M)

15% more funds holding

Funds holding: 67 → 77 (+10)

0.67% more ownership

Funds ownership: 34.92% → 35.59% (+0.67%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
77
Holders Change
+10
Holders Change %
+14.93%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
15
Increased
41
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$7.35M
2
Two Sigma Investments
Two Sigma Investments
New York
+$5.36M
3
UBS Group
UBS Group
Switzerland
+$3.75M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.55M
5
BlackRock
BlackRock
New York
+$3.05M

Top Sellers

Rank Fund Capital Flow
1
IP
Ironsides Partners
Massachusetts
-$3.71M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.58M
3
AAM
Advisors Asset Management
Colorado
-$2.18M
4
UBS AM
UBS AM
Illinois
-$839K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$741K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFA
26
Nuveen Fund Advisors
Illinois
$1.75M +$105K +7,578 +7%
Manulife (Manufacturers Life Insurance)
27
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.72M -$19.2K -1,381 -1%
Millennium Management
28
Millennium Management
New York
$1.71M +$1.11M +80,093 +189%
JP Morgan Chase
29
JP Morgan Chase
New York
$1.48M +$841K +60,588 +132%
HighTower Advisors
30
HighTower Advisors
Illinois
$1.45M +$32.7K +2,356 +2%
CL
31
CSS LLC
Illinois
$1.34M – – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$1.14M +$40.3K +2,900 +4%
TYCC
33
Texas Yale Capital Corp
Florida
$1.02M +$107K +7,700 +12%
LPL Financial
34
LPL Financial
California
$1.02M +$126K +9,060 +14%
Stifel Financial
35
Stifel Financial
Missouri
$910K +$508K +36,617 +128%
CSS
36
Cubist Systematic Strategies
Connecticut
$753K +$750K +54,025 New
Wells Fargo
37
Wells Fargo
California
$699K +$136K +9,821 +24%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$689K +$180K +12,950 +35%
YCM
39
Yakira Capital Management
Connecticut
$670K +$95.6K +6,884 +17%
OIA
40
Optimum Investment Advisors
Illinois
$642K +$34.5K +2,485 +6%
MF
41
Magnetar Financial
Illinois
$641K +$638K +45,975 New
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$552K +$549K +39,567 New
Goldman Sachs
43
Goldman Sachs
New York
$550K +$408K +29,410 +292%
SCM
44
Shelton Capital Management
Colorado
$474K +$472K +34,000 New
Citadel Advisors
45
Citadel Advisors
Florida
$422K +$420K +30,278 New
AWM
46
AllSquare Wealth Management
New York
$388K +$13.9K +1,000 +4%
BP
47
BBR Partners
New York
$365K – – –
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$326K -$23.6K -1,700 -7%
TC
49
TFS Capital
Pennsylvania
$325K +$324K +23,349 New
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$277K +$1.99K +143 +0.7%
1
2
3 4

PFLT Hedge Fund Activity: Q1 2017 in Review

77 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2017, worth a combined $157M — up 20% from $132M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PFLT positions and 3 closed out — a net gain of 12 holders — while 41 added to existing stakes and 11 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $7.35M. The largest seller was Ironsides Partners, cutting an estimated $3.71M.

  • 77 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2017, up from 67 in Q4 2016.
  • Funds reported $157M of PennantPark Floating Rate Capital stock for Q1 2017, up 20% quarter-over-quarter.
  • 15 funds opened new PennantPark Floating Rate Capital positions in Q1 2017 and 3 closed out, a net change of +12 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2017 was Muzinich & Co, an estimated $7.35M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2017 was Ironsides Partners, an estimated $3.71M sold.

Based on aggregated 13F filings for Q1 2017.