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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$64.4K -$211K -25,500 -76%
TWC
52
TD Waterhouse Canada
Ontario, Canada
$63.4K -$46.3K -5,600 -42%
CT
53
Caldwell Trust
Florida
$24.3K
WOSD
54
WFA of San Diego
California
$20.4K +$20.8K +2,511 New
US Bancorp
55
US Bancorp
Minnesota
$18.8K
Citigroup
56
Citigroup
New York
$16.4K
National Bank of Canada
57
National Bank of Canada
Quebec, Canada
$15.3K
MCC
58
Money Concepts Capital
Florida
$13K +$13.2K +1,600 New
HCM
59
Hollencrest Capital Management
California
$10.2K +$10.4K +1,254 New
RCM
60
Raleigh Capital Management
North Carolina
$8.31K +$828 +100 +11%
TWM
61
Tradition Wealth Management
Minnesota
$8K +$8.43K +1,019 New
BLC
62
Brown, Lisle/Cummings
Rhode Island
$6.49K
FIA
63
FNY Investment Advisers
New York
$4K
KFI
64
Key Financial Inc
Pennsylvania
$3.89K
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$1K
Fidelity Investments
66
Fidelity Investments
Massachusetts
$8 +$8 +1 New
OFG
67
OTA Financial Group
New York
-$322K -40,484 Closed
Jane Street
68
Jane Street
New York
-$105K -13,194 Closed
OIA
69
OneDigital Investment Advisors
Kansas
-$101K -12,640 Closed
AWM
70
AE Wealth Management
Kansas
-$85K -10,697 Closed
AF
71
Allworth Financial
California
-$9K -1,185 Closed
PA
72
Parallel Advisors
California
-$2K -218 Closed
SWM
73
Selective Wealth Management
Virginia
-$1K -177 Closed