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PFL

PIMCO Income Strategy Fund

45 hedge funds and large institutions have $33.8M invested in PIMCO Income Strategy Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.36% more ownership

Funds ownership: 13.61%13.97% (+0.36%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

5% less capital invested

Capital invested by funds: $35.6M → $33.8M (-$1.82M)

8% less funds holding

Funds holding: 4945 (-4)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
12
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
Telemus Capital
Michigan
$174K
RJA
27
Raymond James & Associates
Florida
$172K +$54.1K +4,912 +45%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$169K +$171K +15,515 New
FFA
29
First Foundation Advisors
California
$154K
BRWA
30
B. Riley Wealth Advisors
Florida
$152K +$1.37K +124 +0.9%
VHAM
31
Van Hulzen Asset Management
California
$147K
NA
32
Nottingham Advisors
New York
$129K
QAM
33
Questar Asset Management
Minnesota
$109K +$110K +10,006 New
Citigroup
34
Citigroup
New York
$78K +$9.48K +860 +14%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$50K +$50.7K +4,600 New
CG
36
Cutler Group
California
$39K
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$36K -$10.6K -965 -23%
LC
38
Lavaca Capital
Texas
$36K +$36.1K +3,280 New
FHB
39
First Hawaiian Bank
Hawaii
$18K
BFEC
40
Benjamin F. Edwards & Company
Missouri
$14K
CAC
41
Certified Advisory Corp
Florida
$14K +$342 +31 +3%
First Manhattan
42
First Manhattan
New York
$13K +$13.2K +1,200 New
US Bancorp
43
US Bancorp
Minnesota
$7K
APA
44
American Portfolios Advisors
New York
$4.23K
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2K
N
46
Nuveen
North Carolina
-$703K -59,500 Closed
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
-$161K -13,665 Closed
SFS
48
Sowell Financial Services
Arkansas
-$157K -13,297 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
-$21K -1,765 Closed
TPWA
50
TRUE Private Wealth Advisors
Oregon
-$11K -926 Closed

PFL Hedge Fund Activity: Q4 2018 in Review

45 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2018, worth a combined $33.8M — down 5.1% from $35.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PFL and 8 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.53M. The largest seller was Royal Bank of Canada, cutting an estimated $1.74M.

  • 45 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2018, down from 49 in Q3 2018.
  • Funds reported $33.8M of PIMCO Income Strategy Fund stock for Q4 2018, down 5.1% quarter-over-quarter.
  • 8 funds opened new PIMCO Income Strategy Fund positions in Q4 2018 and 9 closed out, a net change of -1 holder.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2018 was Shaker Financial Services, an estimated $2.53M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2018 was Royal Bank of Canada, an estimated $1.74M sold.

Based on aggregated 13F filings for Q4 2018.