PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

45 hedge funds and large institutions have $33.8M invested in PIMCO Income Strategy Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
12
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$2.5M
2
F
F3Logic
Minnesota
+$1.62M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$549K
4
WAM
Weiss Asset Management
Massachusetts
+$186K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$169K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.72M
2
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$703K
3
AG
Advisor Group
Arizona
-$675K
4
LPL Financial
LPL Financial
California
-$601K
5
GC
Guggenheim Capital
Illinois
-$438K
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
Telemus Capital
Michigan
$174K – – –
RJA
27
Raymond James & Associates
Florida
$172K +$53.5K +4,912 +45%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$169K +$169K +15,515 New
FFA
29
First Foundation Advisors
California
$154K – – –
BRWA
30
B. Riley Wealth Advisors
Florida
$152K +$1.35K +124 +0.9%
VHAM
31
Van Hulzen Asset Management
California
$147K – – –
NA
32
Nottingham Advisors
New York
$129K – – –
QAM
33
Questar Asset Management
Minnesota
$109K +$109K +10,006 New
Citigroup
34
Citigroup
New York
$78K +$9.32K +860 +14%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$50K +$50K +4,600 New
CG
36
Cutler Group
California
$39K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$36K -$10.6K -965 -23%
LC
38
Lavaca Capital
Texas
$36K +$36K +3,280 New
FHB
39
First Hawaiian Bank
Hawaii
$18K – – –
BFEC
40
Benjamin F. Edwards & Company
Missouri
$14K – – –
CAC
41
Certified Advisory Corp
Florida
$14K +$347 +31 +3%
First Manhattan
42
First Manhattan
New York
$13K +$13K +1,200 New
US Bancorp
43
US Bancorp
Minnesota
$7K – – –
APA
44
American Portfolios Advisors
New York
$4.23K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2K – – –
Nuveen Asset Management
46
Nuveen Asset Management
Illinois
– -$703K -59,500 Closed
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
– -$161K -13,665 Closed
SFS
48
Sowell Financial Services
Arkansas
– -$157K -13,297 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– -$21K -1,765 Closed
TPWA
50
TRUE Private Wealth Advisors
Oregon
– -$11K -926 Closed
1
2
3