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PFL

PIMCO Income Strategy Fund

49 hedge funds and large institutions have $35.6M invested in PIMCO Income Strategy Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

17% more funds holding

Funds holding: 4249 (+7)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

0.56% less ownership

Funds ownership: 14.17%13.61% (-0.56%)

6% less capital invested

Capital invested by funds: $37.9M → $35.6M (-$2.26M)

Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
14
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$164K +$21K +1,735 +14%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$161K +$165K +13,665 New
VHAM
28
Van Hulzen Asset Management
California
$160K
SFS
29
Sowell Financial Services
Arkansas
$157K +$4.83K +400 +3%
WWMSC
30
Wagner Wealth Management (South Carolina)
South Carolina
$143K
NA
31
Nottingham Advisors
New York
$129K +$132K +10,938 New
RJA
32
Raymond James & Associates
Florida
$128K +$145 +12 +0.1%
ALIONA
33
Allianz Life Insurance of North America
Minnesota
$118K -$16K -1,324 -12%
Citigroup
34
Citigroup
New York
$75K +$13.8K +1,140 +22%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$50K -$36.6K -3,032 -42%
CG
36
Cutler Group
California
$42K
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$21K +$21.3K +1,765 New
FHB
38
First Hawaiian Bank
Hawaii
$20K +$20.5K +1,696 New
SWM
39
Selective Wealth Management
Virginia
$16K +$16.3K +1,345 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$15K
CAC
41
Certified Advisory Corp
Florida
$14K +$338 +28 +2%
TPWA
42
TRUE Private Wealth Advisors
Oregon
$11K +$11.2K +926 New
US Bancorp
43
US Bancorp
Minnesota
$8K -$24.2K -2,000 -75%
GWM
44
Geneos Wealth Management
Colorado
$5K +$6.04K +500 New
APA
45
American Portfolios Advisors
New York
$4.6K -$7.86K -650 -63%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$2K
FIA
47
FNY Investment Advisers
New York
$1K
CF
48
Centaurus Financial
California
-$582K -49,120 Closed
TJHA
49
Thomas J. Herzfeld Advisors
Florida
-$221K -18,623 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
+$12 +1 New

PFL Hedge Fund Activity: Q3 2018 in Review

49 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2018, worth a combined $35.6M — down 6% from $37.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFL positions and 2 closed out — a net gain of 7 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Shufro Rose & Co, opening a new position worth an estimated $503K. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $1.28M.

  • 49 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2018, up from 42 in Q2 2018.
  • Funds reported $35.6M of PIMCO Income Strategy Fund stock for Q3 2018, down 6% quarter-over-quarter.
  • 9 funds opened new PIMCO Income Strategy Fund positions in Q3 2018 and 2 closed out, a net change of +7 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2018 was Shufro Rose & Co, an estimated $503K added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2018.