PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

49 hedge funds and large institutions have $35.6M invested in PIMCO Income Strategy Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
9
Increased
14
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SRC
Shufro Rose & Co
New York
+$492K
2
F
F3Logic
Minnesota
+$377K
3
Creative Planning
Creative Planning
Kansas
+$238K
4
Morgan Stanley
Morgan Stanley
New York
+$164K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$161K

Top Sellers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
-$1.25M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.02M
3
CF
Centaurus Financial
California
-$582K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$221K
5
FFA
First Foundation Advisors
California
-$171K
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
$164K +$20.6K +1,735 +14%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$161K +$161K +13,665 New
VHAM
28
Van Hulzen Asset Management
California
$160K – – –
SFS
29
Sowell Financial Services
Arkansas
$157K +$4.72K +400 +3%
WWM
30
Wagner Wealth Management
South Carolina
$143K – – –
NA
31
Nottingham Advisors
New York
$129K +$129K +10,938 New
RJA
32
Raymond James & Associates
Florida
$128K +$141 +12 +0.1%
ALIONA
33
Allianz Life Insurance of North America
Minnesota
$118K -$15.6K -1,324 -12%
Citigroup
34
Citigroup
New York
$75K +$13.5K +1,140 +22%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$50K -$35.6K -3,032 -42%
CG
36
Cutler Group
California
$42K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$21K +$21K +1,765 New
FHB
38
First Hawaiian Bank
Hawaii
$20K +$20K +1,696 New
SWM
39
Selective Wealth Management
Virginia
$16K +$16K +1,345 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$15K – – –
CAC
41
Certified Advisory Corp
Florida
$14K +$321 +28 +2%
TPWA
42
TRUE Private Wealth Advisors
Oregon
$11K +$11K +926 New
US Bancorp
43
US Bancorp
Minnesota
$8K -$24.2K -2,000 -75%
GWM
44
Geneos Wealth Management
Colorado
$5K +$5K +500 New
APA
45
American Portfolios Advisors
New York
$4.6K -$7.68K -650 -63%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$2K – – –
FIA
47
FNY Investment Advisers
New York
$1K – – –
CF
48
Centaurus Financial
California
– -$582K -49,120 Closed
TJHA
49
Thomas J. Herzfeld Advisors
Florida
– -$221K -18,623 Closed
1
2