PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $47.7M invested in PIMCO Income Strategy Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$7.03M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.73M
3
MIG
3
Mariner Investment Group
New York
$2.77M
4
RCM
4
Rivernorth Capital Management
Florida
$1.21M
5
SFS
5
Shaker Financial Services
Virginia
$4.67M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$1.51M
2
GC
2
Guggenheim Capital
Illinois
$3M
3
DA
3
Doliver Advisors
Texas
$0
4
HK
4
Horizon Kinetics
New York
$6.09M
5
Invesco
5
Invesco
Georgia
$3.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
26
Hollencrest Capital Management
California
$249K – – –
VKH
27
Virtu KCG Holdings
New York
$225K +$84.5K +8,744 +60%
BBA
28
BLB&B Advisors
Pennsylvania
$111K -$12.1K -1,256 -10%
CA
29
Cetera Advisors
Colorado
$99K -$9.62K -1,000 -9%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$78K -$17.8K -1,833 -19%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$76K -$8.28K -860 -10%
US Bancorp
32
US Bancorp
Minnesota
$61K +$41.9K +4,374 +219%
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$39K – – –
MFS
34
MSI Financial Services
Massachusetts
$35K – – –
Citigroup
35
Citigroup
New York
$23K +$9.09K +947 +65%
TRCT
36
Tower Research Capital (TRC)
New York
$14K +$14K +1,492 New
CPA
37
Cowen Prime Advisors
New York
$13K – – –
DADC
38
D.A. Davidson & Co
Montana
$9K – – –
IF
39
Ironwood Financial
Arizona
$5K -$1.5K -150 -23%
AIG
40
American International Group
New York
$5K +$5K +500 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$3K – – –
IWM
42
Integrated Wealth Management
California
$3K – – –
WCM
43
Windsor Capital Management
Arizona
$3K +$3K +400 New
Nuveen Asset Management
44
Nuveen Asset Management
Illinois
$1.83K -$290 -30,000 -14%
DA
45
Doliver Advisors
Texas
– -$619K -56,969 Closed
I
46
IberiaBank
Louisiana
– -$195K -18,000 Closed
Goldman Sachs
47
Goldman Sachs
New York
– -$188K -17,330 Closed
1
2