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PFL

PIMCO Income Strategy Fund
PFL

44 hedge funds and large institutions have $47.7M invested in PIMCO Income Strategy Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

5% more funds holding

Funds holding: 42 → 44 (+2)

2.47% more ownership

Funds ownership: 18.03% → 20.5% (+2.5%)

3% more capital invested

Capital invested by funds: $46.4M → $47.7M (+$1.21M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$7.43M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.3M
3
MIG
Mariner Investment Group
New York
+$2.64M
4
RCM
Rivernorth Capital Management
Florida
+$1.17M
5
SFS
Shaker Financial Services
Virginia
+$680K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$6.5M
2
GC
Guggenheim Capital
Illinois
-$1.32M
3
DA
Doliver Advisors
Texas
-$619K
4
HK
Horizon Kinetics
New York
-$491K
5
Invesco
Invesco
Georgia
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
26
Hollencrest Capital Management
California
$249K – – –
VKH
27
Virtu KCG Holdings
New York
$225K +$89.5K +8,744 +60%
BBA
28
BLB&B Advisors
Pennsylvania
$111K -$12.8K -1,256 -10%
CA
29
Cetera Advisors
Colorado
$99K -$10.2K -1,000 -9%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$78K -$18.8K -1,833 -19%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$76K -$8.8K -860 -10%
US Bancorp
32
US Bancorp
Minnesota
$61K +$44.7K +4,374 +219%
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$39K – – –
MFS
34
MSI Financial Services
Massachusetts
$35K – – –
Citigroup
35
Citigroup
New York
$23K +$9.69K +947 +65%
TRCT
36
Tower Research Capital (TRC)
New York
$14K +$15.3K +1,492 New
CPA
37
Cowen Prime Advisors
New York
$13K – – –
DADC
38
D.A. Davidson & Co
Montana
$9K – – –
IF
39
Ironwood Financial
Arizona
$5K -$1.53K -150 -23%
AIG
40
American International Group
New York
$5K +$5.12K +500 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$3K – – –
IWMPD
42
Integrated Wealth Management (Palm Desert)
California
$3K – – –
WCM
43
Windsor Capital Management
Arizona
$3K +$4.09K +400 New
N
44
Nuveen
North Carolina
$1.82K -$307K -30,000 -14%
DA
45
Doliver Advisors
Texas
– -$619K -56,969 Closed
I
46
IberiaBank
Louisiana
– -$195K -18,000 Closed
Goldman Sachs
47
Goldman Sachs
New York
– -$188K -17,330 Closed
1
2

PFL Hedge Fund Activity: Q3 2015 in Review

44 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2015, worth a combined $47.7M — up 2.6% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFL positions and 3 closed out — a net gain of 2 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $7.43M. The largest seller was Bank of America, cutting an estimated $6.5M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2015, up from 42 in Q2 2015.
  • Funds reported $47.7M of PIMCO Income Strategy Fund stock for Q3 2015, up 2.6% quarter-over-quarter.
  • 5 funds opened new PIMCO Income Strategy Fund positions in Q3 2015 and 3 closed out, a net change of +2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2015 was Sit Investment Associates, an estimated $7.43M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2015 was Bank of America, an estimated $6.5M sold.

Based on aggregated 13F filings for Q3 2015.