PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

42 hedge funds and large institutions have $42.4M invested in PIMCO Income Strategy Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-5
Holders Change %
-10.64%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
16
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
Horizon Kinetics
New York
+$1.16M
2
Invesco
Invesco
Georgia
+$830K
3
Nuveen Asset Management
Nuveen Asset Management
Illinois
+$317K
4
GC
Guggenheim Capital
Illinois
+$216K
5
Creative Planning
Creative Planning
Kansas
+$208K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$529K
2
PP
Paloma Partners
Connecticut
-$373K
3
PAA
Peregrine Asset Advisers
Oregon
-$268K
4
SG Americas Securities
SG Americas Securities
New York
-$233K
5
U
UBS
Switzerland
-$140K
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$177K +$11.3K +963 +7%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$175K +$148K +12,625 +550%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$127K +$29.6K +2,520 +30%
CA
29
Cetera Advisors
Colorado
$120K – – –
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$118K – – –
Ameriprise
31
Ameriprise
Minnesota
$102K +$17.5K +1,500 +21%
BRWA
32
B. Riley Wealth Advisors
Florida
$94K – – –
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$85K +$6.98K +600 +9%
Barclays
34
Barclays
United Kingdom
$52K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$28K +$28K +2,400 New
AIG
36
American International Group
New York
$27.3K – – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$27K – – –
NES
38
New England Securities
New York
$19K – – –
US Bancorp
39
US Bancorp
Minnesota
$15K – – –
FFC
40
First Financial Corp
Indiana
$15K – – –
SFSIG
41
San Francisco Sentry Investment Group
California
$12K -$9.6K -800 -44%
DADC
42
D.A. Davidson & Co
Montana
$11K – – –
PP
43
Paloma Partners
Connecticut
– -$373K -33,008 Closed
SG Americas Securities
44
SG Americas Securities
New York
– -$233K -20,636 Closed
CFA
45
Cahill Financial Advisors
Minnesota
– -$138K -12,130 Closed
CAN
46
Cetera Advisor Networks
California
– -$121K -10,659 Closed
PAA
47
Peregrine Asset Advisers
Oregon
– -$268K -2,520 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$19K -1,653 Closed
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