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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
EVM
76
Eaton Vance Management
Massachusetts
$49K
HI
77
Harbour Investments
Wisconsin
$47K -$21.5K -700 -31%
CWS
78
Confluence Wealth Services
Pennsylvania
$37K +$38.6K +1,257 New
APA
79
American Portfolios Advisors
New York
$36.7K
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$30K -$13.8K -450 -31%
FFWM
81
Future Financial Wealth Management
Ohio
$30K +$30.7K +1,000 New
SCA
82
Snowden Capital Advisors
New York
$30K +$31.5K +1,025 New
AA
83
Ancora Advisors
Ohio
$29K
CA
84
Clearstead Advisors
Ohio
$26K +$26.1K +850 New
Carson Wealth (CWM LLC)
85
Carson Wealth (CWM LLC)
Nebraska
$24K +$24.1K +784 New
TFGT
86
TS Financial Group (TSFG)
Illinois
$23K
BWA
87
BDO Wealth Advisors
Florida
$16K +$16.8K +546 New
BFEC
88
Benjamin F. Edwards & Company
Missouri
$10K
SFCL
89
Strengthening Families & Communities LLC
Massachusetts
$10K +$10.4K +337 New
FPFS
90
First Personal Financial Services
North Carolina
$1K +$768 +25 New
MA
91
MONECO Advisors
Connecticut
-$247K -8,384 Closed
T
92
TNF
Montana
-$208K -6,843 Closed
FIA
93
FNY Investment Advisers
New York
-$58K -2,000 Closed
CCA
94
Column Capital Advisors
Indiana
-$10K -327 Closed
OF
95
Outfitter Financial
Maine
+$277 +9 New