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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DWP
51
Daymark Wealth Partners
Ohio
$299K
Comerica Bank
52
Comerica Bank
Texas
$283K +$672 +31 +0.2%
IAIM
53
International Assets Investment Management
Florida
$278K
WI
54
Wintrust Investments
Illinois
$277K -$75.5K -3,480 -22%
LFAS
55
Level Four Advisory Services
Texas
$259K
GAA
56
Global Assets Advisory
Florida
$246K
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$243K -$6.64K -306 -3%
AWS
58
Atria Wealth Solutions
New York
$243K -$116K -5,368 -33%
DC
59
Davenport & Co
Virginia
$221K
SWM
60
Silverlake Wealth Management
Vermont
$209K +$202K +9,313 New
NA
61
NewEdge Advisors
Louisiana
$196K -$31.3K -1,445 -14%
CAM
62
Creekmur Asset Management
Illinois
$150K -$105K -4,842 -42%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$145K +$24.9K +1,150 +22%
MA
64
Montag & Associates
Georgia
$119K
WWM
65
Wolff Wiese Magana
California
$95.1K
HI
66
Harbour Investments
Wisconsin
$76.9K +$499 +23 +0.7%
Carson Wealth (CWM LLC)
67
Carson Wealth (CWM LLC)
Nebraska
$51K
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$48.1K -$3.3K -152 -7%
VWM
69
Venturi Wealth Management
Texas
$39.6K
IGWM
70
ICA Group Wealth Management
Colorado
$33.6K
BBPWM
71
Blue Bell Private Wealth Management
Pennsylvania
$33.6K +$32.5K +1,500 New
CWM
72
Cedar Wealth Management
California
$32.9K -$607 -28 -2%
JP Morgan Chase
73
JP Morgan Chase
New York
$26.5K -$217K -10,002 -89%
FFWM
74
Future Financial Wealth Management
Ohio
$22.4K +$21.7K +1,000 New
TFGT
75
TS Financial Group (TSFG)
Illinois
$17K