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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$225K +$214K +10,656 New
DC
52
Davenport & Co
Virginia
$216K
CA
53
Cornerstone Advisors
North Carolina
$203K +$193K +9,612 New
TC
54
Telemus Capital
Michigan
$200K +$190K +9,465 New
NA
55
NewEdge Advisors
Louisiana
$195K +$8.78K +438 +5%
MA
56
Montag & Associates
Georgia
$112K
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$112K
TFP
58
Tilia Fiduciary Partners
North Carolina
$97.7K
WWM
59
Wolff Wiese Magana
California
$89.8K
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$48K -$2K -100 -4%
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$47.2K
VWM
62
Venturi Wealth Management
Texas
$37.4K
IGWM
63
ICA Group Wealth Management
Colorado
$31.7K
CWM
64
Cedar Wealth Management
California
$31.7K
TFGT
65
TS Financial Group (TSFG)
Illinois
$16K
WIM
66
Westside Investment Management
California
$7.4K
BFEC
67
Benjamin F. Edwards & Company
Missouri
$6K
FBC
68
Fairfield, Bush & Co
Connecticut
$5.29K +$5.01K +250 New
SFCL
69
Strengthening Families & Communities LLC
Massachusetts
$5K +$4.79K +239 New
VAG
70
VisionPoint Advisory Group
Texas
$4.23K +$4.01K +200 New
GWM
71
Geneos Wealth Management
Colorado
$3.17K
RI
72
Ridgewood Investments
New Jersey
$2.75K
HCM
73
Hollencrest Capital Management
California
$1.4K
EWA
74
EverSource Wealth Advisors
Alabama
$254
AA
75
AQR Arbitrage
Connecticut
-$588K -29,925 Closed