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Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$21K – – –
EWM
52
Edge Wealth Management
New York
$20K – – –
WAP
53
Wealthcare Advisory Partners
Pennsylvania
$14K -$10.8K -495 -39%
TFGT
54
TS Financial Group (TSFG)
Illinois
$14K – – –
TPWA
55
TRUE Private Wealth Advisors
Oregon
$12K – – –
Benjamin F. Edwards & Company
56
Benjamin F. Edwards & Company
Missouri
$11K -$31.2K -1,425 -71%
BBPWM
57
Blue Bell Private Wealth Management
Pennsylvania
$11K +$13.1K +600 New
MWM
58
MBE Wealth Management
Wisconsin
$9K +$10.9K +500 New
BWA
59
BDO Wealth Advisors
Florida
$8K – – –
LWM
60
Liberty Wealth Management
California
$4K +$4.13K +189 New
US Bancorp
61
US Bancorp
Minnesota
$2K – – –
WCM
62
Wealthcare Capital Management
Virginia
$2K – – –
Sowell Financial Services
63
Sowell Financial Services
Arkansas
$1K -$350 -16 -31%
Orion Portfolio Solutions
64
Orion Portfolio Solutions
Nebraska
$1K +$1.01K +46 New
Baird Financial Group
65
Baird Financial Group
Wisconsin
– -$666K -29,388 Closed
LCM
66
Landscape Capital Management
New Jersey
– -$582K -25,687 Closed
LWAC
67
Laurel Wealth Advisors (California)
California
– -$237K -10,475 Closed
GLLW
68
Graves Light Lenhart Wealth
Virginia
– -$214K -9,448 Closed
MA
69
MONECO Advisors
Connecticut
– -$221K -9,281 Closed
RIA
70
Realta Investment Advisors
Delaware
– -$90K -4,000 Closed
FIA
71
FNY Investment Advisers
New York
– -$50K -2,237 Closed
HM Payson & Co
72
HM Payson & Co
Maine
– -$17K -750 Closed
EWM
73
EPG Wealth Management
Georgia
– +$22 +1 New