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Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.12M +$305K +12,232 +34%
Calamos Advisors
27
Calamos Advisors
Illinois
$1.12M +$142K +5,700 +14%
KFGK
28
Keystone Financial Group (Kentucky)
Kentucky
$1.09M -$46.7K -1,871 -4%
SFS
29
Shaker Financial Services
Virginia
$1.06M -$553K -22,163 -33%
Ameriprise
30
Ameriprise
Minnesota
$1.03M +$251K +10,048 +29%
IWC
31
Integrated Wealth Concepts
Massachusetts
$1M -$83K -3,324 -7%
Thrivent Financial for Lutherans
32
Thrivent Financial for Lutherans
Minnesota
$931K +$99.9K +4,000 +11%
KAS
33
Kestra Advisory Services
Texas
$896K -$38.7K -1,549 -4%
First Trust Advisors
34
First Trust Advisors
Illinois
$789K +$844K +33,788 New
PFS
35
Prospera Financial Services
Texas
$776K +$134K +5,377 +19%
Stifel Financial
36
Stifel Financial
Missouri
$755K -$286K -11,453 -26%
PFO
37
PMG Family Office
Texas
$742K +$55.5K +2,223 +8%
SPIA
38
Steward Partners Investment Advisory
New York
$730K – – –
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$705K +$131K +5,228 +21%
RIL
40
Rothschild Investment LLC
Illinois
$677K – – –
AF
41
Allworth Financial
California
$669K -$65K -2,604 -8%
CWM
42
Cornerstone Wealth Management
Missouri
$650K +$34.9K +1,398 +5%
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$605K +$137K +5,488 +27%
WS
44
Wedbush Securities
California
$597K +$325K +13,015 +104%
LFAS
45
Level Four Advisory Services
Texas
$588K -$15.2K -607 -2%
CIA
46
Concurrent Investment Advisors
Florida
$559K +$598K +23,951 New
CWM
47
Centurion Wealth Management
Virginia
$502K – – –
DJYG
48
David J. Yvars Group
Florida
$482K -$12K -482 -2%
Truist Financial
49
Truist Financial
North Carolina
$468K -$38.1K -1,525 -7%
Baird Financial Group
50
Baird Financial Group
Wisconsin
$441K +$10.5K +421 +2%