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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KFGK
26
Keystone Financial Group (Kentucky)
Kentucky
$1.21M -$18.3K -722 -1%
IWC
27
Integrated Wealth Concepts
Massachusetts
$1.15M -$231K -9,111 -16%
Stifel Financial
28
Stifel Financial
Missouri
$1.09M -$892K -35,223 -45%
Calamos Advisors
29
Calamos Advisors
Illinois
$1.05M +$657K +25,955 +160%
RAM
30
Readystate Asset Management
Illinois
$1.03M +$499K +19,703 +90%
KAS
31
Kestra Advisory Services
Texas
$994K +$2.2K +87 +0.2%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$895K +$189K +7,477 +26%
Thrivent Financial for Lutherans
33
Thrivent Financial for Lutherans
Minnesota
$893K
Ameriprise
34
Ameriprise
Minnesota
$850K -$153K -6,055 -15%
SC
35
Stolper & Co
Oklahoma
$813K +$18.2K +719 +2%
SPIA
36
Steward Partners Investment Advisory
New York
$779K -$26.4K -1,043 -3%
AF
37
Allworth Financial
California
$779K -$71.9K -2,838 -8%
PFO
38
PMG Family Office
Texas
$736K -$12.9K -509 -2%
RIL
39
Rothschild Investment LLC
Illinois
$722K
PFS
40
Prospera Financial Services
Texas
$694K -$6.51K -257 -0.9%
CWM
41
Cornerstone Wealth Management
Missouri
$658K +$22.4K +886 +3%
LFAS
42
Level Four Advisory Services
Texas
$642K +$49.6K +1,959 +8%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$622K +$72.6K +2,867 +13%
Truist Financial
44
Truist Financial
North Carolina
$538K
CWM
45
Centurion Wealth Management
Virginia
$536K
DJYG
46
David J. Yvars Group
Florida
$527K +$91.6K +3,615 +21%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$509K +$36.9K +1,457 +8%
Baird Financial Group
48
Baird Financial Group
Wisconsin
$460K -$7.37K -291 -2%
HWAM
49
Hennion & Walsh Asset Management
New Jersey
$419K -$380K -15,012 -47%
CL
50
CSS LLC
Illinois
$415K +$3.83K +151 +0.9%