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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$1.01M +$115K +4,705 +13%
KAS
27
Kestra Advisory Services
Texas
$999K +$4.42K +181 +0.5%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$900K
AF
29
Allworth Financial
California
$856K -$60.3K -2,469 -7%
SPIA
30
Steward Partners Investment Advisory
New York
$811K -$31.3K -1,281 -4%
SC
31
Stolper & Co
Oklahoma
$802K +$440 +18 +0.1%
HWAM
32
Hennion & Walsh Asset Management
New Jersey
$799K -$44.9K -1,839 -5%
PFO
33
PMG Family Office
Texas
$754K +$734K +30,033 New
RIL
34
Rothschild Investment LLC
Illinois
$728K
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$714K -$26.9K -1,101 -4%
PFS
36
Prospera Financial Services
Texas
$706K -$6.08K -249 -0.9%
CWM
37
Cornerstone Wealth Management
Missouri
$641K +$22.2K +908 +4%
LFAS
38
Level Four Advisory Services
Texas
$598K +$97.5K +3,992 +20%
P
39
&Partners
Tennessee
$594K +$54.1K +2,216 +10%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$554K +$78.2K +3,202 +17%
RAM
41
Readystate Asset Management
Illinois
$548K -$738K -30,227 -58%
Truist Financial
42
Truist Financial
North Carolina
$542K
CWM
43
Centurion Wealth Management
Virginia
$540K
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$476K -$68K -2,783 -13%
Baird Financial Group
45
Baird Financial Group
Wisconsin
$471K -$181K -7,410 -28%
DJYG
46
David J. Yvars Group
Florida
$440K +$204K +8,341 +91%
LCM
47
Landscape Capital Management
New Jersey
$439K +$2.47K +101 +0.6%
BKA
48
Brick & Kyle Associates
Pennsylvania
$423K -$17.7K -724 -4%
CL
49
CSS LLC
Illinois
$415K +$404K +16,517 New
Calamos Advisors
50
Calamos Advisors
Illinois
$408K +$397K +16,233 New