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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
26
Thrivent Financial for Lutherans
Minnesota
$857K -$353K -15,790 -31%
Ameriprise
27
Ameriprise
Minnesota
$848K +$76.1K +3,399 +11%
HWAM
28
Hennion & Walsh Asset Management
New Jersey
$804K -$21.4K -954 -3%
SPIA
29
Steward Partners Investment Advisory
New York
$803K +$78.9K +3,524 +12%
SC
30
Stolper & Co
Oklahoma
$763K +$26.3K +1,174 +4%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$706K -$57.8K -2,583 -8%
RIL
32
Rothschild Investment LLC
Illinois
$693K -$10.1K -450 -2%
PFS
33
Prospera Financial Services
Texas
$678K +$635K +28,371 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$626K +$5.95K +266 +1%
Allspring Global Investments
35
Allspring Global Investments
North Carolina
$619K +$63.9K +2,856 +12%
DADC
36
D.A. Davidson & Co
Montana
$611K +$14.2K +635 +3%
CWM
37
Cornerstone Wealth Management
Missouri
$588K +$16.4K +734 +3%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$520K +$122K +5,459 +33%
Truist Financial
39
Truist Financial
North Carolina
$516K -$5.53K -247 -1%
CWM
40
Centurion Wealth Management
Virginia
$514K -$7.88K -352 -2%
P
41
&Partners
Tennessee
$513K +$480K +21,446 New
LFAS
42
Level Four Advisory Services
Texas
$474K -$3.92K -175 -0.9%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$451K +$2.82K +126 +0.7%
AWS
44
Atria Wealth Solutions
New York
$437K +$196K +8,745 +92%
BKA
45
Brick & Kyle Associates
Pennsylvania
$418K +$393K +17,569 New
LCM
46
Landscape Capital Management
New Jersey
$415K -$97K -4,334 -20%
LNWWM
47
Laird Norton Wetherby Wealth Management
California
$374K +$351K +15,663 New
IFWM
48
Institute for Wealth Management
Colorado
$360K -$2.22K -99 -0.7%
PI
49
PFG Investments
New York
$355K +$1.05K +47 +0.3%
AQR Capital Management
50
AQR Capital Management
Connecticut
$345K +$323K +14,452 New