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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
26
Cohen & Steers
New York
$1.17M
Invesco
27
Invesco
Georgia
$973K -$245K -12,067 -21%
KFGK
28
Keystone Financial Group (Kentucky)
Kentucky
$915K -$10.6K -525 -1%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$780K +$287K +14,143 +61%
SPIA
30
Steward Partners Investment Advisory
New York
$727K +$7.4K +365 +1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$649K -$564K -27,825 -47%
RIL
32
Rothschild Investment LLC
Illinois
$620K
SC
33
Stolper & Co
Oklahoma
$606K -$27.8K -1,370 -5%
Stifel Financial
34
Stifel Financial
Missouri
$559K
Walleye Capital
35
Walleye Capital
New York
$535K +$206K +10,143 +66%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$527K +$82.2K +4,059 +19%
SP
37
Stonebrook Private
Michigan
$484K +$469K +23,127 New
HWAM
38
Hennion & Walsh Asset Management
New Jersey
$466K +$452K +22,309 New
SWM
39
Spire Wealth Management
Virginia
$446K -$13.5K -667 -3%
WAM
40
Wolverine Asset Management
Illinois
$431K +$418K +20,624 New
WAM
41
Weiss Asset Management
Massachusetts
$417K +$404K +19,949 New
CWM
42
Centurion Wealth Management
Virginia
$416K
Truist Financial
43
Truist Financial
North Carolina
$416K
DADC
44
D.A. Davidson & Co
Montana
$388K -$14.9K -734 -4%
CWM
45
Cornerstone Wealth Management
Missouri
$376K -$7.98K -394 -2%
Cetera Investment Advisers
46
Cetera Investment Advisers
Illinois
$347K +$13.9K +686 +4%
AWS
47
Atria Wealth Solutions
New York
$339K -$19.5K -963 -6%
WS
48
Wedbush Securities
California
$338K -$9.99K -493 -3%
WI
49
Wintrust Investments
Illinois
$332K +$36.3K +1,791 +13%
IFWM
50
Institute for Wealth Management
Colorado
$320K -$8.11K -400 -3%