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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$462K +$31.5K +1,526 +8%
IFWM
27
Institute for Wealth Management
Colorado
$442K
SPIA
28
Steward Partners Investment Advisory
New York
$417K +$119K +5,748 +42%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$383K -$1.55K -75 -0.4%
HFS
30
HL Financial Services
Kentucky
$351K -$21.8K -1,054 -6%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$349K +$23.4K +1,132 +7%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$273K +$806 +39 +0.3%
DC
33
Davenport & Co
Virginia
$253K +$243K +11,758 New
PCM
34
Pointe Capital Management
Michigan
$245K +$1.24K +60 +0.5%
LWAC
35
Laurel Wealth Advisors (California)
California
$222K +$4.54K +220 +2%
PAS
36
Partnervest Advisory Services
California
$215K +$207K +10,000 New
ASN
37
Advisory Services Network
Georgia
$213K +$39.4K +1,905 +24%
MA
38
MONECO Advisors
Connecticut
$208K +$200K +9,672 New
LCM
39
Landscape Capital Management
New Jersey
$202K -$484K -23,444 -71%
Citigroup
40
Citigroup
New York
$189K +$5.41K +262 +3%
PB
41
Pinnacle Bancorp
Nebraska
$57K
GWM
42
Geneos Wealth Management
Colorado
$48K
CWM
43
Cedar Wealth Management
California
$36K
IA
44
IFP Advisors
Florida
$34K -$27.8K -1,347 -46%
WAP
45
Wealthcare Advisory Partners
Pennsylvania
$27K
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$24K -$931K -45,045 -98%
APA
47
American Portfolios Advisors
New York
$23.7K
EWM
48
Edge Wealth Management
New York
$23K
QCIG
49
Quad-Cities Investment Group
Iowa
$18K -$17K -823 -50%
GT
50
Glenmede Trust
Pennsylvania
$17K