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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HFS
26
HL Financial Services
Kentucky
$347K +$73.2K +3,163 +26%
SPIA
27
Steward Partners Investment Advisory
New York
$328K +$58.4K +2,525 +21%
LWAC
28
Laurel Wealth Advisors (California)
California
$303K +$18.5K +798 +6%
UWM
29
USAdvisors Wealth Management
Minnesota
$289K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$272K -$11.2K -485 -4%
PCM
31
Pointe Capital Management
Michigan
$260K +$579 +25 +0.2%
Citigroup
32
Citigroup
New York
$242K +$43.2K +1,866 +22%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$226K -$10.4K -449 -4%
MA
34
Mutual Advisors
Nebraska
$210K
Millennium Management
35
Millennium Management
New York
$210K +$212K +9,167 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$163K -$11.6K -500 -7%
ASN
37
Advisory Services Network
Georgia
$158K +$1.04K +45 +0.7%
IA
38
IFP Advisors
Florida
$65K
GWM
39
Geneos Wealth Management
Colorado
$57K
CWM
40
Cedar Wealth Management
California
$39K
QCIG
41
Quad-Cities Investment Group
Iowa
$37K
WAP
42
Wealthcare Advisory Partners
Pennsylvania
$29K +$11.5K +495 +64%
WAS
43
WESPAC Advisors SoCal
California
$29K +$29.4K +1,271 New
HNB
44
Huntington National Bank
Ohio
$28K
AWM
45
Aevitas Wealth Management
Massachusetts
$25K
EWM
46
Edge Wealth Management
New York
$24K
SWM
47
SeaCrest Wealth Management
New York
$18K
TPWA
48
TRUE Private Wealth Advisors
Oregon
$15.6K +$15.7K +679 New
KF
49
Krilogy Financial
Missouri
$7K +$6.94K +300 New
APA
50
American Portfolios Advisors
New York
$6.88K