NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

64 hedge funds and large institutions have $106M invested in Virtus Equity & Convertible Income Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
19
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$6.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.6M
3
AAM
3
Advisors Asset Management
Colorado
$21.1M
4
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$850K
5
GFP
5
Gryphon Financial Partners
Ohio
$762K

Top Sellers

1
CWM
1
Cornerstone Wealth Management
Missouri
$232K
2
GC
2
Guggenheim Capital
Illinois
$16.1M
3
CA
3
Cetera Advisors
Colorado
$0
4
Bank of America
4
Bank of America
North Carolina
$813K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$592K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$516K +$104K +5,629 +25%
BTS
27
BB&T Securities
Virginia
$503K -$16.1K -868 -3%
BKA
28
Brick & Kyle Associates
Pennsylvania
$435K +$435K +23,473 New
DA
29
Doliver Advisors
Texas
$382K +$382K +20,588 New
IFWM
30
Institute for Wealth Management
Colorado
$380K -$40.1K -2,163 -10%
Ameriprise
31
Ameriprise
Minnesota
$370K +$29.1K +1,569 +9%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$363K +$363K +19,566 New
BFEC
33
Benjamin F. Edwards & Company
Missouri
$331K -$10.1K -543 -3%
CRC
34
Curi RMB Capital
Illinois
$325K +$325K +17,503 New
HFS
35
HL Financial Services
Kentucky
$322K +$41.7K +2,250 +15%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$280K +$60K +3,239 +27%
SPIA
37
Steward Partners Investment Advisory
New York
$253K -$12K -650 -5%
UWM
38
USAdvisors Wealth Management
Minnesota
$242K +$8.34K +449 +4%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$234K +$103K +5,540 +78%
CWM
40
Cornerstone Wealth Management
Missouri
$232K -$3.86M -207,937 -94%
PCM
41
Pointe Capital Management
Michigan
$210K – – –
LWAC
42
Laurel Wealth Advisors (California)
California
$187K -$57.7K -3,114 -24%
OC
43
Oppenheimer & Co
New York
$187K +$187K +10,107 New
Citigroup
44
Citigroup
New York
$158K -$37.3K -2,014 -19%
ASN
45
Advisory Services Network
Georgia
$148K +$20.6K +1,110 +16%
CA
46
Claro Advisors
Massachusetts
$139K +$139K +6,039 New
IA
47
IFP Advisors
Florida
$54K +$1.85K +100 +4%
MOS
48
MGO One Seven
Ohio
$49K +$49K +2,655 New
PB
49
Pinnacle Bancorp
Nebraska
$49K +$49K +2,663 New
GWM
50
Geneos Wealth Management
Colorado
$41K -$4.97K -271 -11%
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2
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