NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

54 hedge funds and large institutions have $121M invested in Virtus Equity & Convertible Income Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$22.2M
2
AAM
Advisors Asset Management
Colorado
$24.8M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
$1.04M
4
Invesco
Invesco
Georgia
$4.11M
5
AG
Advisor Group
Arizona
$1.62M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$10.8M
2
UBS Group
UBS Group
Switzerland
$3.16M
3
Bank of America
Bank of America
North Carolina
$1.67M
4
PPA
Parametric Portfolio Associates
Washington
$2.36M
5
CWM
Cornerstone Wealth Management
Missouri
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFEC
26
Benjamin F. Edwards & Company
Missouri
$422K -$3.1K -135 -0.7%
HFS
27
HL Financial Services
Kentucky
$347K +$72.6K +3,163 +26%
SPIA
28
Steward Partners Investment Advisory
New York
$328K +$57.9K +2,525 +21%
LWAC
29
Laurel Wealth Advisors (California)
California
$303K +$18.3K +798 +6%
UWM
30
USAdvisors Wealth Management
Minnesota
$289K – – –
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$272K -$11.1K -485 -4%
PCM
32
Pointe Capital Management
Michigan
$260K +$574 +25 +0.2%
Citigroup
33
Citigroup
New York
$242K +$42.8K +1,866 +22%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$226K -$10.3K -449 -4%
MA
35
Mutual Advisors
Nebraska
$210K – – –
Millennium Management
36
Millennium Management
New York
$210K +$210K +9,167 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$163K -$11.5K -500 -7%
ASN
38
Advisory Services Network
Georgia
$158K +$1.04K +45 +0.7%
IA
39
IFP Advisors
Florida
$65K – – –
GWM
40
Geneos Wealth Management
Colorado
$57K – – –
CWM
41
Cedar Wealth Management
California
$39K – – –
QCIG
42
Quad-Cities Investment Group
Iowa
$37K – – –
WAP
43
Wealthcare Advisory Partners
Pennsylvania
$29K +$11.3K +495 +64%
WAS
44
WESPAC Advisors SoCal
California
$29K +$29K +1,271 New
HNB
45
Huntington National Bank
Ohio
$28K -$27K – –
AWM
46
Aevitas Wealth Management
Massachusetts
$25K – – –
EWM
47
Edge Wealth Management
New York
$24K – – –
SWM
48
SeaCrest Wealth Management
New York
$18K – – –
TPWA
49
TRUE Private Wealth Advisors
Oregon
$15.6K +$15.6K +679 New
KF
50
Krilogy Financial
Missouri
$7K +$7K +300 New
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2
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